Securities law and practice, 2017 : how the SEC works /Publisher: New York, New York : Practising Law Institute,
Date: [2017] This title can be found in 1 Iowa libraries.
Financial services conflicts of interest & fiduciary duties 2017 : navigating the emerging regulatory maze /Publisher: New York, New York : Practising Law Institute,
Date: [2017] This title can be found in 1 Iowa libraries.
Securities law and practice, 2016 : how the SEC works /Publisher: New York, New York : Practising Law Institute,
Date: [2016] This title can be found in 1 Iowa libraries.
Financial services conflict of interest & fiduciary duties 2015 : navigating the emerging regulatory maze /Publisher: New York, New York : Practising Law Institute,
Date: [2015] This title can be found in 1 Iowa libraries.
Securities law and practice, 2015 : how the SEC works /Publisher: New York, New York : Practising Law Institute,
Date: [2015] This title can be found in 1 Iowa libraries.
Securities law and practice, 2014 : how the SEC works /Publisher: New York, NY : Practising Law Institute,
Date: 2014. This title can be found in 1 Iowa libraries.
Life at the center : reflections on fifty years of securities regulation /Author: Karmel, Roberta S.,
Publisher: New York : Practising Law Institute,
Date: 2014. This title can be found in 1 Iowa libraries.
The triumph, tragedy and lost legacy of James M. Landis : a life on fire /Author: O'Brien, Justin
Publisher: Oxford ; Hart Publishing,
Date: 2014. This title can be found in 1 Iowa libraries.
Guide to broker-dealer registrationFormat: [electronic resource] /
Publisher: [Washington, D.C.] : U.S. Securities and Exchange Commission, Division of Trading and Markets,
Date: [2008] This title can be found in 2 Iowa libraries.
Interval fundsFormat: [electronic resource] /
Publisher: [Washington, D.C.] : U.S. Securities and Exchange Commission,
Date: [2007] This title can be found in 2 Iowa libraries.
Insider trading Information on bounties /Format: [electronic resource] :
Publisher: [Washington, D.C.] : U.S. Securities and Exchange Commission,
Date: [2006] This title can be found in 2 Iowa libraries.
Annual reporting under the federal securities laws /Author: Candelmo, Stephen P.
Publisher: Washington, D.C. : Bureau of National Affairs,
Date: c2005- This title can be found in 1 Iowa libraries.
Gatekeepers under scrutiny : what attorneys, accountants and directors need to know now /Publisher: New York, NY : Practising Law Institute,
Date: c2005. This title can be found in 3 Iowa libraries.
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