The Locator -- [(subject = "Stock exchanges--Law and legislation--United States")]

69 records matched your query       


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Record 1
Comparative securities law : perspectives from Kuwait, the UK and US / Author: Alshebli, Abdullah, Publisher: Abingdon, Oxon ; Routledge, Taylor & Francis Group, Date: 2022.   This title can be found in 1 Iowa libraries.
Record 2
Equity trading round-up : proposals for strengthening the markets / Publisher: Cham, Switzerland : Springer, Date: [2021]   This title can be found in 1 Iowa libraries.
Record 3
When the levees break : re-visioning regulation of the securities markets / Author: Kunz, Karen, Publisher: Lanham : Lexington Books, Date: [2017]   This title can be found in 2 Iowa libraries.
Record 4
Economics of securities law / Publisher: Cheltenham, UK : Edward Elgar Publishing, Date: [2016]   This title can be found in 1 Iowa libraries.
Record 5
A practitioner's guide to FINRA sanctions analysis / Author: Flynn, Rory C., Publisher: Chicago, Illinois : American Bar Association, Business Law Section, Date: ©2015.   This title can be found in 1 Iowa libraries.
Record 6
The payoff : why Wall Street always wins / Author: Connaughton, Jeff, Publisher: Westport, CT : Prospecta Press, Date: [2012]   This title can be found in 3 Iowa libraries.
Record 7
Federal securities law / Author: Hazen, Thomas Lee, Publisher: Washington, DC (One Columbus Circle, N.E., Washington 20002-8003) : Federal Judicial Center, Date: 2011.   This title can be found in 1 Iowa libraries.
Record 8
Broker-dealer regulation in a nutshell / Author: Hazen, Thomas Lee, Publisher: St. Paul, MN : Thomson/West, Date: [2011]   This title can be found in 1 Iowa libraries.
Record 9
Crapshoot investing : how tech savvy traders and clueless regulators turned the stock market into a casino / Author: McTague, Jim, Publisher: Upper Saddle River, N.J. : FT Press, Date: c2011.   This title can be found in 4 Iowa libraries.
Record 10
Capital markets, derivatives and the law / Author: Rechtschaffen, Alan N. Publisher: New York : Oxford University Press, Date: c2009.   This title can be found in 2 Iowa libraries.
Record 11
Undue influence : how the Wall Street elite put the financial system at risk / Author: Geisst, Charles R. Publisher: Hoboken, N.J. : John Wiley & Sons, Date: c2005.   This title can be found in 5 Iowa libraries.
Record 12
Capital markets handbook / Publisher: New York, NY : Aspen Publishers, Date: c2005-   This title can be found in 2 Iowa libraries.
Record 13
Federal securities law / Author: Hazen, Thomas Lee, Publisher: Washington, DC (One Columbus Circle, N.E. 20002-8003) : Federal Judicial Center, Date: 2003.   This title can be found in 3 Iowa libraries.
Record 14
La régulation des marchés boursiers par la Commission des opérations de bourse (COB) et la Securities and Exchange Commission (SEC) / Author: Conac, Pierre-Henri. Publisher: Paris : L.G.D.J, Date: c2002.   This title can be found in 2 Iowa libraries.
Record 15
Transparency and fragmentation : financial market regulation in a dynamic environment / Author: Board, John Publisher: New York : Palgrave Macmillan, Date: 2002.   This title can be found in 2 Iowa libraries.
Record 16
Regulation of U.S. equity markets / Publisher: Boston, MA : Kluwer Academic Publishers, Date: 2001.   This title can be found in 2 Iowa libraries.
Record 17
Securities Amendments of 1996 : report (to accompany H.R. 3005) (including cost estimate of the Congressional Budget Office). Publisher: [Washington, D.C.?] : [U.S. G.P.O.], Date: [1996]   This title can be found in 1 Iowa libraries.
Record 18
Securities and Exchange Commission : rule 11AC1-4 (limit order display rule) and amendments to rule 11 AC1-1 (quote rule). Publisher: Washington, D.C. : The Office, Date: [1996]   This title can be found in 1 Iowa libraries.
Record 19
International securities markets, 1995 / Publisher: New York, N.Y. : Practising Law Institute, Date: [1995]   This title can be found in 1 Iowa libraries.
Record 20
Federal regulation of securities, annotated. Publisher: Rochester, N.Y. (Aqueduct Bldg., Rochester 14694) : Lawyers Cooperative Pub., Date: c1994-   This title can be found in 1 Iowa libraries.

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