The Locator -- [(subject = "Securities--Great Britain")]

50 records matched your query       


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Record 1
Regulation and governance of mutual funds : United Kingdom and United States of America perspectives on investor protection / Author: Khair Alshaleel, Mohammed, Publisher: Abingdon, Oxon ; Routledge, Taylor & Francis Group, Date: 2023.   This title can be found in 1 Iowa libraries.
Record 2
Comparative securities law : perspectives from Kuwait, the UK and US / Author: Alshebli, Abdullah, Publisher: Abingdon, Oxon ; Routledge, Taylor & Francis Group, Date: 2022.   This title can be found in 1 Iowa libraries.
Record 3
The little book of market manipulation : an essential guide to the law / Author: Durston, Gregory, Publisher: Hook, Hampshire : Waterside Press, Date: 2020.   This title can be found in 1 Iowa libraries.
Record 4
Reforming corporate retail investor protection : regulating to avert mis-selling / Author: Bugeja, Diane, Publisher: Oxford ; Hart, Date: 2019.   This title can be found in 1 Iowa libraries.
Record 5
Clearing and settlement / Author: Turing, Dermot, Publisher: Haywards Heath, West Sussex : Bloomsbury Professional, Date: [2016]   This title can be found in 1 Iowa libraries.
Record 6
Corporate borrowing : law and practice / Author: Fuller, Geoffrey, Publisher: Bristol : Jordan Publishing, Date: [2016]   This title can be found in 1 Iowa libraries.
Record 7
Sinclair on warranties and indemnities on share and asset sales / Publisher: London : Sweet & Maxwell, Date: 2014.   This title can be found in 1 Iowa libraries.
Record 8
Directors' duties and shareholder litigation in the wake of the financial crisis / Publisher: Cheltenham, UK ; Edward Elgar Publishing Limited, Date: [2013]   This title can be found in 1 Iowa libraries.
Record 9
Intermediated securities : legal problems and practical issues / Publisher: Oxford ; Hart, Date: 2010.   This title can be found in 1 Iowa libraries.
Record 10
Sinclair on warranties and indemnities on share and asset sales. Publisher: London : Sweet & Maxwell, Date: 2008.   This title can be found in 2 Iowa libraries.
Record 11
Capital markets law and compliance : the implications of MiFID / Author: Nelson, Paul. Publisher: New York : Cambridge University Press, Date: 2008.   This title can be found in 2 Iowa libraries.
Record 12
Securities law / Author: Hudson, Alastair. Publisher: London : Sweet & Maxwell, Date: 2008.   This title can be found in 2 Iowa libraries.
Record 13
Mastering derivatives markets : a step-by-step guide to the products, applications and risks / Author: Taylor, Francesca. Publisher: New York : New York : Financial Times/Prentice Hall, Date: 2007.   This title can be found in 2 Iowa libraries.
Record 14
A practitioner's guide to the Financial Services Authority listing rules / Publisher: Old Woking : City & Financial Publishing, Date: 2004.   This title can be found in 2 Iowa libraries.
Record 15
A practitioner's guide to the FSA handbook / Publisher: Old Woking : City & Financial Pub., Date: c2004.   This title can be found in 2 Iowa libraries.
Record 16
The law of investor protection / Publisher: London : Sweet & Maxwell, Date: 2003.   This title can be found in 2 Iowa libraries.
Record 17
Shares and other securities in the conflict of laws / Author: Ooi, Maisie. Publisher: New York : New York : Oxford University Press, Date: 2003.   This title can be found in 2 Iowa libraries.
Record 18
A practitioner's guide to the Financial Services Authority listing rules / Publisher: Old Woking : City & Financial Publishing, Date: [2002]   This title can be found in 2 Iowa libraries.
Record 19
Transparency and fragmentation : financial market regulation in a dynamic environment / Author: Board, John Publisher: New York : Palgrave Macmillan, Date: 2002.   This title can be found in 2 Iowa libraries.
Record 20
The Financial Services & Markets Act : a practical legal guide / Publisher: London : Sweet & Maxwell, Date: 2001.   This title can be found in 2 Iowa libraries.

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