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03470aam a2200373 i 4500 001 192B9622803411ED944134D030ECA4DB 003 SILO 005 20221220010056 008 211108t20212021enk b 001 0 eng d 020 $a 019284928X 020 $a 9780192849281 035 $a (OCoLC)1285694348 040 $a UKMGB $b eng $e rda $c UKMGB $d OCLCF $d OCLCO $d BECOE $d YDX $d SILO 043 $a e------ 050 4 $a KJE2245 $b .L44 2021 245 00 $a Legal accountability in EU markets for financial instruments : $b the dual role of investment firms / $c edited by Carl Fredrik BergstroÂm and Magnus Strand. 250 $a First edition. 264 1 $a Oxford, United Kingdom ; $b Oxford University Press, $c 2021. 300 $a xxxii, 330 pages ; $c 24 cm 504 $a Includes bibliographical references and index. 505 00 $g Part V. Investment firms and accountability, and the effective rule of law / $t 12.Damages liability as a dual opportunity to promote accountability / $r Magnus Strand and Carl Fredrik Bergstrøm. $t Governing finance in Europe : policy effects and political accountability / $r Adrienne Hritier. -- $g Part II. Investment firms as agents of accountability. -- $t 3. The joint board of appeal as an accountability mechanism for the ESAs / $r Merijn Chamon. -- $t 4. Judicial protection against the European securities and markets authority (ESMA) / $r Dominique Ritleng. -- $t 5. Protecting investors at all costs? Due process aspects of the investigatory powers granted to competent authorities under MiFID II / $r Helene Andersson. -- $t 6. Ensuring the principle of good administration in EU financial markets law / $r Jane Reichel. -- $g Part III. Investment firms as subjects of accountability. -- $t 7. Compliance requirements in Eu investment services regulation : towards a more coherent accountability framework? / $r Pieter van Cleynenbreugel. -- $t 8. Supervisory arbitrage : the case of Sweden / $r Malou Larsson Klevhill and Annina H. Persson. -- $t 9. Not suitable to lead an investment firm : fit and proper assessments as an instrument of accountability / $r Britta Behrendt Jonsson. -- $t 10. Renumeration policies in investment firms : incentives, regulation, and accountability / $r Rebecca Søderstrøm. -- $g Part IV. Investment firms in horizontal accountability. -- $t 11. The investment firm's horizontal accountability' towards clients : stands and institutional mechanisms of control / $r Federico Della Negra. -- $t 12.Damages liability as a dual opportunity to promote accountability / $r Magnus Strand. -- $g Part V. Investment firms and accountability, and the effective rule of law / $r Magnus Strand and Carl Fredrik Bergstrøm. 650 0 $a Financial instruments $z European Union countries. 650 0 $a Liability (Law) $z European Union countries. 650 0 $a Mutual funds $z European Union countries. 650 6 $a Responsabilite (Droit) $0 (CaQQLa)201-0422686 $z Pays de l'Union europeenne. $0 (CaQQLa)201-0422686 650 7 $a Financial instruments. $2 fast $0 (OCoLC)fst00924708 650 7 $a Liability (Law) $2 fast $0 (OCoLC)fst00997079 650 7 $a Mutual funds. $2 fast $0 (OCoLC)fst01031190 651 7 $a European Union countries. $2 fast $0 (OCoLC)fst01269470 700 1 $a BergstroÂm, Carl Fredrik, $e editor. $1 https://isni.org/isni/0000000053650083. 700 1 $a Strand, Magnus, $e editor. $1 https://isni.org/isni/0000000452042907. 941 $a 1 952 $l OVUX522 $d 20230517010740.0 956 $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=192B9622803411ED944134D030ECA4DBInitiate Another SILO Locator Search