The Locator -- [(author = "Austin Steven")]

10 records matched your query       


Record 6 | Previous Record | MARC Display | Next Record | Search Results
Title:
Securities filings, 2001 / chair, Steven V. Bernard.
Publisher:
Practising Law Institute,
Copyright Date:
c2001
Description:
880 p. : forms ; 23 cm.
Subject:
Securities--United States.
Disclosure of information--Law and legislation--United States.
Proxy--United States.
Securities, Privately placed--United States.
Corporation reports--Law and legislation--United States.
Other Authors:
Bernard, Steven V.
Practising Law Institute.
Notes:
"B0-017D." Prepared for distribution at the program by the same name held Atlanta, October 8-9, 2001 -- New York City, October 25-26, 2001 -- San Francisco, December 3-4, 2001.
Contents:
1933 Act Registration on From S-1 / Stacey K. Geer. Brooks Stough, Catherine L. Dawson -- Preparation of the annual report on Form 10-K / Alan K. Austin, Steven V. Bernard -- Proxy statements and proxies under the Securities Exchange Act of 1934 / Susan Cooper Philpot -- Collecting and verifying information for the annual disclosure documents: of questionnaires and other techniques / Peter G. Samuels -- Resales of securities under Rule 144 and Rule 144A / Alan K. Austin, Gregory M. Priest, Steven V. Bernard, William A. Hines -- Interim and quarterly reports: Form 10-Q and Form 8-K / Alan K. Austin, Steven V. Bernard -- Exhibits, amendments and late filings / Peter G. Samuels -- Schedules 13D and 13G: reporting beneficial ownership of registered voting securities / Peter G. Samuels -- Registration statements under the Securities Exchange Act of 1934: Form 10 and Form 8-A / Alan K. Austin, Steven V. Bernard -- Liability for short-swing profits and reporting obligations under Section 16 of the Securities Exchange Act of 1934 / Peter G. Samuels -- Form S-8: registered offerings under employee benefits plans / Susan Cooper Philpot -- Registration statements under the Securities Act of 1933 / Donald M. Keller, Jr. -- Compliance with the Securities Act in the acquisition context / Babak Yaghmaie -- Risk factors disclosure and the Private Securities Litigation Reform Act / Alan K. Austin, Steven V. Bernard -- Trading activities in connection with distributions: Regulation M / Steven V. Bernard -- 1933 Act Registration on From S-1 / Stacey K. Geer.
Series:
Corporate law and practice course handbook series ; no. B-1271
ISBN:
9781402400315
1402400314
OCLC:
(OCoLC)48156598
Locations:
N5UX522 -- University of Iowa Law Library (Iowa City)

Initiate Another SILO Locator Search

This resource is supported by the Institute of Museum and Library Services under the provisions of the Library Services and Technology Act as administered by State Library of Iowa.