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03035cam a2200349Ia 4500 001 AF7D8F7A2AFF11DE94E19907A8D7520A 005 200904162227.0 008 011016s2001 nyuk 000 0 eng d 020 $a 9781402400315 020 $a 1402400314 035 $a (OCoLC)48156598 040 $a ZDP $c ZDP $d SILO $d CAV $d LUI $d SILO 245 0 $a Securities filings, 2001 / $c chair, Steven V. Bernard. 260 $a New York, N.Y. : $b Practising Law Institute, $c c2001. 300 $a 880 p. : $b forms ; $c 23 cm. 490 1 $a Corporate law and practice course handbook series ; $v no. B-1271 500 $a "B0-017D." 500 $a Prepared for distribution at the program by the same name held Atlanta, October 8-9, 2001 -- New York City, October 25-26, 2001 -- San Francisco, December 3-4, 2001. 505 20 $t 1933 Act Registration on From S-1 / $r Stacey K. Geer. $r Brooks Stough, Catherine L. Dawson -- $t Preparation of the annual report on Form 10-K / $r Alan K. Austin, Steven V. Bernard -- $t Proxy statements and proxies under the Securities Exchange Act of 1934 / $r Susan Cooper Philpot -- $t Collecting and verifying information for the annual disclosure documents: of questionnaires and other techniques / $r Peter G. Samuels -- $t Resales of securities under Rule 144 and Rule 144A / $r Alan K. Austin, Gregory M. Priest, Steven V. Bernard, William A. Hines -- $t Interim and quarterly reports: Form 10-Q and Form 8-K / $r Alan K. Austin, Steven V. Bernard -- $t Exhibits, amendments and late filings / $r Peter G. Samuels -- $t Schedules 13D and 13G: reporting beneficial ownership of registered voting securities / $r Peter G. Samuels -- $t Registration statements under the Securities Exchange Act of 1934: Form 10 and Form 8-A / $r Alan K. Austin, Steven V. Bernard -- $t Liability for short-swing profits and reporting obligations under Section 16 of the Securities Exchange Act of 1934 / $r Peter G. Samuels -- $t Form S-8: registered offerings under employee benefits plans / $r Susan Cooper Philpot -- $t Registration statements under the Securities Act of 1933 / $r Donald M. Keller, Jr. -- $t Compliance with the Securities Act in the acquisition context / $r Babak Yaghmaie -- $t Risk factors disclosure and the Private Securities Litigation Reform Act / $r Alan K. Austin, Steven V. Bernard -- $t Trading activities in connection with distributions: Regulation M / $r Steven V. Bernard -- $t 1933 Act Registration on From S-1 / $r Stacey K. Geer. 650 0 $a Securities $z United States. 650 0 $a Disclosure of information $x Law and legislation $z United States. 650 0 $a Proxy $z United States. 650 0 $a Securities, Privately placed $z United States. 650 0 $a Corporation reports $x Law and legislation $z United States. 700 1 $a Bernard, Steven V. 710 2 $a Practising Law Institute. 830 0 $a Corporate law and practice course handbook series. $v no. 1271. 939 $a 4479240 941 $a 1 956 $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=AF7D8F7A2AFF11DE94E19907A8D7520A 994 $a 02 $b LUI 952 $l N5UX522 $d 20090701080000.0Initiate Another SILO Locator Search