The Locator -- [(subject = "United States--Securities and Exchange Commission--Rules and practice")]

262 records matched your query       


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Record 62
Broker-dealer and adviser regulatory compliance forum, 2011 / Publisher: New York, N.Y. : Practising Law Institute, Date: [2011]   This title can be found in 1 Iowa libraries.
Record 63
Private placements and other financing alternatives, 2011 / Publisher: New York, NY : Practising Law Institute, Date: [2011]   This title can be found in 1 Iowa libraries.
Record 64
Registration under the Advisers Act : a legal and compliance forum for new SEC advisers, 2011 / Publisher: New York, NY : Practising Law Institute, Date: [2011]   This title can be found in 1 Iowa libraries.
Record 65
Institutional investor forum, 2011 / Publisher: New York, N.Y. : Practising Law Institute, Date: [2011]   This title can be found in 1 Iowa libraries.
Record 66
Securities litigation & enforcement institute 2011 / Publisher: New York, NY : Practising Law Institute, Date: [2011]   This title can be found in 1 Iowa libraries.
Record 67
Advanced swaps & other derivatives 2011 / Publisher: New York, NY : Practising Law Institute, Date: [2011]   This title can be found in 1 Iowa libraries.
Record 68
Hot issues in securities laws, 2011 : disclosure documents and trends / Publisher: New York, NY : Practising Law Institute, Date: [2011]   This title can be found in 1 Iowa libraries.
Record 69
2nd annual How to prepare for the upcoming proxy season / Publisher: New York, NY : Practising Law Institute, Date: [2011]   This title can be found in 1 Iowa libraries.
Record 70
Securities products of insurance companies in the face of regulatory reform, 2011 / Publisher: New York, NY : Practising Law Institute, Date: [2011]   This title can be found in 1 Iowa libraries.
Record 71
Hedge fund registration and compliance, 2011 / Publisher: New York, NY : Practising Law Institute, Date: [2011]   This title can be found in 1 Iowa libraries.
Record 72
Hedge funds, 2011 : strategies and structures for an evolving marketplace / Publisher: New York, N.Y. : Practising Law Institute, Date: [2011]   This title can be found in 1 Iowa libraries.
Record 73
Financial services industry regulatory compliance & ethics forum 2011 / Publisher: New York, NY : Practising Law Institute, Date: [2011]   This title can be found in 1 Iowa libraries.
Record 74
Securities offerings, 2010 : from the kickoff meeting to the closing dinner--getting your deal done in a changing marketplace / Publisher: New York, N.Y. : Practising Law Institute, Date: c2010.   This title can be found in 1 Iowa libraries.
Record 75
Hedge fund registration and compliance, 2010 / Publisher: New York, NY : Practising Law Institute, Date: c2010.   This title can be found in 2 Iowa libraries.
Record 76
Global capital markets & the U.S. securities laws, 2010 : strategies for the changing regulatory environment / Publisher: New York, NY : Practising Law Institute, Date: c2010.   This title can be found in 1 Iowa libraries.
Record 77
Ninth annual Institute on Securities Regulation in Europe : a contrast in EU & U.S. provisions / Publisher: New York, NY : Practising Law Institute, Date: c2010.   This title can be found in 1 Iowa libraries.
Record 78
Contests for corporate control, 2010 : current offensive & defensive strategies in M&A transactions / Publisher: New York, N.Y. : Practising Law Institute, Date: c2010.   This title can be found in 2 Iowa libraries.
Record 79
Securities products of insurance companies in the face of regulatory reform, 2010 / Publisher: New York, N.Y. : Practising Law Institute, Date: c2010.   This title can be found in 2 Iowa libraries.
Record 80
The SEC speaks in 2010 / Publisher: New York, NY : Practising Law Institute, Date: c2010.   This title can be found in 1 Iowa libraries.
Record 81
Corporate governance, 2010 : a master class / Publisher: New York, N.Y. : Practising Law Institute, Date: c2010.   This title can be found in 1 Iowa libraries.

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