"#35096" -- Spine "Prepared for distribution at the Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace Program, New York City, September 5, 2012"--P. 5. Includes bibliographical references and index.
Contents:
Trading Issues Related to Swaps Under Dodd Frank: The CFTC's Expanded Registration Requirements for Commodity Pool Operators (July, 2012) (PowerPoint Slides) / Susan C. Ervin Davis Polk & Wardwell LLP Walkers, Global Legal and Management Solutions, Investment Funds / Caroline Williams Walkers -- DavisPolk, Client Memorandum, SEC Issues Final Rules Implementing Dodd Frank Amendments to the Investment Advisers Act of 1940 (June 29, 2011) / Danforth Townley Davis Polk & Wardwell LLP -- Some Key Operational Risk Issues Facing Hedge Fund Advisor GCs / Jessica A. Davis Senior Managing Director, General Counsel & CCO; Co Head of Operational Due Diligence, Prot g Partners, LLC -- Understanding and Mitigating Operational Risk in Hedge Fund Investments, A Capco White Paper (March 2003) / Jessica A. Davis Senior Managing Director, General Counsel & CCO; Co Head of Operational Due Diligence, Prot g Partners, LLC -- PwC, Financial Services Regulatory Practice, Private Fund Advisers: Integrating Testing into a Risk Focused Compliance Program / Jessica A. Davis Senior Managing Director, General Counsel & CCO; Co Head of Operational Due Diligence, Prot g Partners, LLC -- DavisPolk, Client Newsletter, Investment Management Regulatory Update (June 19, 2012) / Danforth Townley Davis Polk & Wardwell LLP -- Managing Fund Liquidity / Stephanie R. Breslow Schulte Roth & Zabel LLP -- Davis Polk & Wardwell LLP, Memorandum to Interested Persons Re: Negotiation of Prime Brokerage Arrangements (July 2012) / Danforth Townley Davis Polk & Wardwell LLP -- Swap Transactions After Dodd Frank: The New Order Takes Form (July 2012) / Susan C. Ervin Davis Polk & Wardwell LLP -- Prime Brokerage Negotiations (PowerPoint Slides) / Harry Jho Harry Jho LLP -- Trading Issues Related to Swaps Under Dodd Frank: The CFTC's Expanded Registration Requirements for Commodity Pool Operators (July, 2012) (PowerPoint Slides) / Susan C. Ervin Davis Polk & Wardwell LLP
This resource is supported by the Institute of Museum and Library Services under the provisions of the Library Services and Technology Act as administered by State Library of Iowa.