"Prepared for distribution at the Hedge Fund Registration and Compliance 2012 Program, New York City, January 31, 2012"--P. 5. Index begins with letter E and is erratic. Includes bibliographical references and index.
Contents:
Hedge Fund Investor Relations: Challenges and Opportunities / Barbara Stettner Allen & Overy LLP PwC, FS Regulatory Brief, The SEC's New Large Trader Reporting Requirements Place New Regulatory Obligations on Both Asset Managers and Broker Dealers (2011) / A Duer Meehan Director, Financial Services Regulatory Practice, PwC -- PwC, FS Regulatory Brief, New SEC Rule 15c3 5 Bans Unfiltered Market Access, Creates New CEO Certification, Risk Management, Supervisory and Compliance, and Operational Obligations for Broker Dealers (2011) / A Duer Meehan Director, Financial Services Regulatory Practice, PwC -- PricewaterhouseCoopers LLP, Financial Services Institute, Navigating Risk in the High Frequency Trading Environment (August 2010) / A Duer Meehan Director, Financial Services Regulatory Practice, PwC -- New Rule 13h 1: The SEC Adopts a Large Trader Reporting System / K. Susan Grafton Gibson, Dunn & Crutcher LLP -- Certain Investor Related Legal and Compliance Issues for Hedge Funds / Michael R. Butowsky Jones Day -- Hedge Fund Investor Relations: Challenges and Opportunities / Barbara Stettner Allen & Overy LLP
Series:
Corporate law and practice course handbook series ; no. B-1927
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