"Prepared for distribution at the Private Placements and Other Financing Alternations 2012 Program, New York City, April 16, 2012"--P. 5. Includes bibliographical references and index.
Contents:
Letter from Darrell E. Issa, Chairman, Committee on Oversight and Government Reform, U.S. Congress, to Mary L. Schapiro, Chairman, U.S. Securities and Exchange Commission, Dated March 22, 2011 / Anna T. Pinedo Morrison & Foerster LLP -- Rule 701 Outline / Carol M. McGee Alston & Bird LLP -- Dodd Frank Update: SEC Proposes Bad Actor Disqualifications for Private Placements Under Regulation D / Anna T. Pinedo Morrison & Foerster LLP -- The Private Placement Alternative to a Public Offering / Abigail Arms Shearman & Sterling LLP -- Frequently Asked Questions About Regulation FD / Anna T. Pinedo Morrison & Foerster LLP -- Business As Unusual / Catherine T. Dixon Weil, Gotshal & Manges LLP -- Integration of Private and Public Offerings Update / Stanley Keller Edwards Wildman Palmer LLP -- Letter from Darrell E. Issa, Chairman, Committee on Oversight and Government Reform, U.S. Congress, to Mary L. Schapiro, Chairman, U.S. Securities and Exchange Commission, Dated March 22, 2011 / Anna T. Pinedo Morrison & Foerster LLP -- Spurring Job Growth Through Capital Formation While Protecting Investors: Statement of Professor John C. Coffee, Jr., Adolf A. Berle Prof. of Law, Columbia Univ. Law School, at Hearings Before the Sen. Committee on Banking, Housing and Urban Affairs / Anna T. Pinedo Morrison & Foerster LLP -- Rebuilding the IPO On Ramp: Putting Emerging Companies and the Job Market Back on the Road to Growth, Issued by the IPO Task Force, Presented to the U.S. Department of the Treasury, Dated October 20, 2011 / Anna T. Pinedo Morrison & Foerster LLP -- Spurring Job Growth Through Capital Formation While Protecting Investors: Statement of Professor John C. Coffee, Jr., Adolf A. Berle Prof. of Law, Columbia Univ. Law School, at Hearings Before the Sen. Committee on Banking, Housing and Urban Affairs / Anna T. Pinedo Morrison & Foerster LLP -- Letter to Mary L. Schapiro, Chairman, U.S. SEC, from Stephen M. Graham and M. Christine Jacobs, Advisory Committee on Small and Emerging Companies Co Chairs, Attaching Recommendation Regarding Relaxing or Modifying Restrictions . . . / Anna T. Pinedo Morrison & Foerster LLP -- Examining Investor Risks in Capital Raising: Testimony of Prof. John C. Coates IV, John F. Cogan, Jr. Prof. of Law and Economics, Harvard Law School, Before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing / Anna T. Pinedo Morrison & Foerster LLP -- Letter to Mary L. Schapiro, Chairman, U.S. SEC, from Stephen M. Graham and M. Christine Jacobs, Advisory Committee on Small and Emerging Companies Co Chairs, Attaching Recommendation Regarding Relaxing or Modifying Restrictions . . . / Anna T. Pinedo Morrison & Foerster LLP -- Legislative Proposals to Facilitate Capital Formation Advance / Anna T. Pinedo Morrison & Foerster LLP -- Small Company Capital Formation Act of 2011; Regulation A Revival? / Anna T. Pinedo Morrison & Foerster LLP -- U.S. Capital Raising in the Spotlight / Anna T. Pinedo Morrison & Foerster LLP -- House Financial Services Committee Approves the Small Company Capital Formation Act; Regulation A Revival Closer? / Anna T. Pinedo Morrison & Foerster LLP -- Legislative Proposals to Facilitate Small Business Capital Formation / Anna T. Pinedo Morrison & Foerster LLP -- Reg A A Okay House Approves the Small Company Capital Formation Act / Anna T. Pinedo Morrison & Foerster LLP -- Legislative Proposals to Facilitate Capital Formation Advance / Anna T. Pinedo Morrison & Foerster LLP -- A Boost Over the Wall / Anna T. Pinedo Morrison & Foerster LLP -- Exempt & Small Issuer Measures Introduced in the 112th Congress / Anna T. Pinedo Morrison & Foerster LLP -- Hearing on Legislative Proposals to Promote Job Creation, Capital Formation and Market Certainty: Statement of David Weild, Sen. Advisor Grant Thornton LLP, Before the U.S. House of Rep., Fin. Services Committee Capital Markets and Government . . . / David Weild Chairman & CEO, Capital Markets Advisory Partners; Director Capital Markets, Grant Thornton LLP -- Private Placements Regulatory Developments / David M. Lynn Morrison & Foerster LLP -- Legislative Action on Exchange Act Registration Thresholds / Anna T. Pinedo Morrison & Foerster LLP -- Frequently Asked Questions About PIPEs / Anna T. Pinedo Morrison & Foerster LLP -- Frequently Asked Questions About Registered Direct Offerings / Anna T. Pinedo Morrison & Foerster LLP -- A Boost Over the Wall / Anna T. Pinedo Morrison & Foerster LLP -- The Evolution of a Rule: FINRA Proposes Rule 5123 in Lieu of Proposed Rule 5122 / Anna T. Pinedo Morrison & Foerster LLP -- Scaling the Walls / Anna T. Pinedo Morrison & Foerster LLP -- Over the Wall and Through the Woods: A Look at Wall Crossed Deals / James R. Tanenbaum Partner, Morrison & Foerster LLP Anna T. Pinedo Morrison & Foerster LLP -- Rule 144A Overview / Taisa Markus Dewey & LeBoeuf LLP N. Adele Hogan Sheppard Mullin Richter & Hampton LLP -- Zacharias and Section 5 Liability, Current Issues in Exchange Offers, and Concurrent Public and Private Offerings / Alexander F. Cohen Latham & Watkins LLP -- FINRA Private Placement Developments / Dana G. Fleischman Latham & Watkins LLP -- FINRA Files Amendments to FINRA Rule 5123 on Private Placements / Anna T. Pinedo Morrison & Foerster LLP -- The Evolution of a Rule: FINRA Proposes Rule 5123 in Lieu of Proposed Rule 5122 / David A. Donohoe, Jr. Donohoe Advisory Associates LLC Overview of the Application of the NASDAQ Shareholder Approval Rules to Equity Offerings (PowerPoint Slides) / Anna T. Pinedo Morrison & Foerster LLP -- FINRA Proposes Amendments to FINRA Rule 5122 to Address Member Firm Participation in Private Placements / Anna T. Pinedo Morrison & Foerster LLP -- PIPEs Enforcement Actions / James T. Rothwell Davis Polk & Wardwell LLP -- Recent Developments Affecting Private Placements (PowerPoint Slides) / David Weild Chairman & CEO, Capital Markets Advisory Partners; Director Capital Markets, Grant Thornton LLP -- Overview of the Application of the NASDAQ Shareholder Approval Rules to Equity Offerings (PowerPoint Slides) / David A. Donohoe, Jr. Donohoe Advisory Associates LLC
Series:
Corporate law and practice course handbook series ; no. B-1947
This resource is supported by the Institute of Museum and Library Services under the provisions of the Library Services and Technology Act as administered by State Library of Iowa.