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Title:

Hedge fund compliance and regulation, 2013 / chair, K. Susan Grafton.

Publisher:

Practising Law Institute,

Copyright Date:

2013

Description:

163 pages : illustrations, portraits ; 23 cm.

Subject:

Hedge funds--Law and legislation--United States.
Investment advisors--Legal status, laws, etc.--United States.
Disclosure of information--Law and legislation--United States.
United States.--Securities and Exchange Commission--Rules and practice.
Securities industry--Law and legislation--United States.

Other Authors:

Grafton, K. Susan, 1958- http://id.loc.gov/authorities/names/no2010065901
Practising Law Institute. http://id.loc.gov/authorities/names/n78085422

Notes:

"#41624"--Spine ; "B1999"--Spine. Prepared for distribution at the program of the same name held New York City, January 29, 2013. Index begins with letter C and is erratic. Includes bibliographical references and index.

Contents:

K&L Gates LLP, Legal Insight, SEC Issues Proposed Rules to Permit General Solicitation and General Advertising in Certain Private Offerings (Sept. 27, 2012) / Kay A. Gordon K&L Gates LLP K. Susan Grafton K&L Gates LLP CFTC Issues for Private Fund Advisers / Cary J. Meer K&L Gates LLP -- Trading and Brokerage Issues: Navigating the Maze of State Placement Agent Regulations / Barbara A. Stettner Partner, Allen & Overy LLP -- Certain Investor Related Legal and Compliance Issues for Hedge Funds / Michael R. Butowsky Jones Day -- K&L Gates LLP, Legal Insight, SEC Issues Proposed Rules to Permit General Solicitation and General Advertising in Certain Private Offerings (Sept. 27, 2012) / Kay A. Gordon K&L Gates LLP K. Susan Grafton K&L Gates LLP

Series:

Corporate law and practice course handbook series ; no. B-1999

ISBN:

1402419287
9781402419287

OCLC:

(OCoLC)826865541

Locations:

OVUX522 -- University of Iowa Libraries (Iowa City)