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Title:

Municipal securities activity by broker-dealers and advisors, 2013 / chair, Clifford E. Kirsch.

Publisher:

Practising Law Institute,

Copyright Date:

2013

Description:

393 pages : illustrations ; 23 cm.

Subject:

Investment advisors--Legal status, laws, etc.--United States.
Government securities--United States.
Municipal bonds--United States.
Municipal corporations--United States.
United States.--Securities and Exchange Commission--Rules and practice.
Securities industry--Law and legislation--United States.

Other Authors:

Kirsch, Clifford E., chair. http://id.loc.gov/authorities/names/n96028333
Practising Law Institute, sponsoring body. http://id.loc.gov/authorities/names/n78085422

Notes:

"Prepared for distribution at the Municipal Securities Activity by Broker-Dealers and Advisors 2013 Program, May 31, 2013"--Page 5. Includes bibliographical references and index.

Contents:

MSRB and Finra Developments (May 31, 2013) / Ernesto A. Lanza Municipal Securities Rulemaking Board (MSRB). U.S. Securities and Exchange Commission Report on the Municipal Securities Market (July 31, 2012) / Clifford E. Kirsch Sutherland -- Municipal Advisor Registration and Regulation (March 26, 2013) / Maurine R. Bartlett Cadwalader, Wickersham & Taft LLP -- Disclosure Obligations Relating to Municipal Fund (i.e., 529 Plan) Securities (March 26, 2013) / Maurine R. Bartlett Cadwalader, Wickersham & Taft LLP -- MSRB and Finra Developments (May 31, 2013) / Ernesto A. Lanza Municipal Securities Rulemaking Board (MSRB).

Series:

Corporate law and practice course handbook series ; number B-2032

ISBN:

1402420137
9781402420139

OCLC:

(OCoLC)847753692

Locations:

OVUX522 -- University of Iowa Libraries (Iowa City)