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Title:
Securities products of insurance companies in the course of regulatory reform, 2013 / co-chairs, Joan E. Boros, Jeffrey S. Puretz.
Publisher:
Practising Law Institute,
Copyright Date:
2013
Description:
808 pages : illustrations, portraits ; 23 cm.
Subject:
Variable annuities--Law and legislation--United States.
Variable life insurance policies--United States.
Insurance companies--Law and legislation--United States.
Securities--United States.
United States.--Securities and Exchange Commission--Rules and practice.
Financial Industry Regulatory Authority--Rules and practice.
United States.--Dodd-Frank Wall Street Reform and Consumer Protection Act.
Other Authors:
Boros, Joan E. http://id.loc.gov/authorities/names/n95113525
Puretz, Jeffrey S. http://id.loc.gov/authorities/names/n95113526
Practising Law Institute. http://id.loc.gov/authorities/names/n78085422
Notes:
"#41612"--Spine ; "A956"--Spine. Prepared for distribution at the program of the same name held in New York City, January 23, 2013. Includes bibliographical references and index.
Contents:
Stand Alone Living Benefits The Future Is Now / David Stone Chief Executive Officer, Aria Retirement Solutions Joan E. Boros Jorden Burt LLP James R. Mumford First Deputy Insurance Commissioner & Securities Administrator, Iowa Insurance Division, Iowa Department of Commerce -- Securities and Exchange Commission Registration Statements, Amendments Thereto and Prospectuses for Equity Index Products (As of November 10, 2011) / David Stone Chief Executive Officer, Aria Retirement Solutions Joan E. Boros Jorden Burt LLP James R. Mumford First Deputy Insurance Commissioner & Securities Administrator, Iowa Insurance Division, Iowa Department of Commerce -- Securities and Exchange Commission Registration Statements, Amendments Thereto and Prospectuses (Including Free Writing Prospectuses) for Contingent Deferred Annuities (As of November 10, 2011) / David Stone Chief Executive Officer, Aria Retirement Solutions Joan E. Boros Jorden Burt LLP James R. Mumford First Deputy Insurance Commissioner & Securities Administrator, Iowa Insurance Division, Iowa Department of Commerce -- Stand Alone Living Benefits The Future Is Now /
Ruth S. Epstein Dechert LLP -- Dodd Frank's Creation of a New Federal Insurance Office: Implications for the Federalization of Insurance Regulation / Dodie Kent Vice President and Associate General Counsel, AXA Equitable Life Insurance Company -- Regulation of Variable Annuity and Variable Life Insurance Products Under the Federal Securities Laws / Stephen E. Roth Sutherland Asbill & Brennan LLP -- Social Media and Financial Services / Kristin Andree President, Andree Media & Consulting -- Using Social Media to Market and Distribute Securities Products of Life Insurance Companies: 2011 Regulatory Developments / Richard T. Choi Jorden Burt LLP -- Distribution of Insurance/Securities Products; Advertising; and Ethics / Pramit K. Das Assistant Director; Advertising Regulation Department, FINRA -- Dodd Frank's Creation of a New Federal Insurance Office: Implications for the Federalization of Insurance Regulation / Ruth S. Epstein Dechert LLP --
Underlying Mutual Funds / Joan E. Boros Jorden Burt LLP William J. Kotapish Assistant Director; Office of Insurance Products, U.S. Securities and Exchange Commission -- Derivatives Market Reform: The Impact of Rules Implementing Title VII of the Dodd Frank Act on Life Insurance Companies / Carl B. Wilkerson Vice President and Chief Counsel, Securities and Litigation, American Council of Life Insurers -- Washington Update / Stephen M. Saxon Groom Law Group, Chartered -- Life Insurance and Annuity Products: Federal Tax Developments (2011) / Susan Schechter Vice President and Associate General Counsel, MassMutual Financial Group -- Proposed Agenda for Discussion / Joan E. Boros Jorden Burt LLP William J. Kotapish Assistant Director; Office of Insurance Products, U.S. Securities and Exchange Commission -- Underlying Mutual Funds /
Jeffrey S. Puretz Dechert LLP
Series:
Commercial law and practice course handbook series ; no. A-956
ISBN:
1402419236
9781402419232
OCLC:
(OCoLC)826734983
Locations:
OVUX522 -- University of Iowa Libraries (Iowa City)

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