"#51324."--Spine. Prepared for distribution at the program of the same name held New York City, September 29, 2014. Includes bibliographical references and index.
Contents:
Securities and Exchange Commission Whistleblower Program Final Rules 17 CFR 240.21F / United States Securities and Exchange Commission. The laws that govern the securities industry / United States Securities and Exchange Commission -- Regulatory framework of Securities Act registration / submitted by Gary M. Brown -- Registration and periodic reporting under the Exchange Act / submitted by Gary M. Brown -- Securities Act of 1933 / submitted by Clifford E. Kirsch -- Securities Exchange Act of 1934 / submitted by Clifford E. Kirsch -- Investment Advisers Act of 1940 / submitted by Clifford E. Kirsch -- Investment Company Act of 1940 / submitted by Clifford E. Kirsch -- Part 205 Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer / United States Securities and Exchange Commission. -- Securities and Exchange Commission Whistleblower Program Final Rules 17 CFR 240.21F / United States Securities and Exchange Commission.
Series:
Corporate law and practice course handbook series ; number B2126
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