"Ord. #8671."--Spine Prepared for distribution at the program of the same name held August 2006. Includes bibliographical references.
Contents:
The fairness of securities mediation / Jill I. Gross My fellow arbitrators- What parties expect of you / David E. Robbins -- Update on NASD dispute resolution activities / George H. Friedman -- A summary of the upcoming changes to the NASD code of arbitration procedure / George H. Friedman -- NASD responds to customer code comments / Richard P. Ryder -- The NASD'S 5th amendment to its proposed customer code of arbitration / George H. Friedman, Richard P. Ryder -- A practical guide to the new NASD code of arbitration procedure for customer disputes / Philip M. Aidikoff, Robert A. Uhl, Ryan K. Bakhtiari, Elizabeth N. Hayes -- The NASD'S explained awards rule filing / Robert S. Banks Jr. -- Arbitrators as jurors. A proposal for enhancing the rationality and predictability of the securities arbitration process / Robert T. Sullwold -- Developments at the NYSE / Karen Kupersmith -- The benefits of civility for securities arbitration practitioners / Bruce Lewitas -- Should you take the case? An evaluation questionnaire for potential claimants / J. Jerome Olitt -- Educating customer claimants / Rose B. Intelisano -- Establishing a reasonable standard of responsibility for broker-customer relationships / Jeanne Crandall -- Blame the ugly Americans representing the international investor in a securities arbitration / Melanie Cherdack -- "So you wanna be a rock 'n roll star-- Expert problems and solutions / Ross Tulman -- Ten questions to ask your expert witness / Mary Calhoun -- Reckoning time in New York- an update / Prof. Seth E. Lipner -- The eligibility rule: what triggers the clock? / Robert L. Herskovits, Danielle Attias -- Turnover in churning cases- an argument for abandoning the whole idea / Matthew Farley -- Vigorous advocacy or unethical behavior an arbitrators' guide to viewing abusive discovery tactics through the prism of legal ethics / Wayne M. Josel -- Applying zubulake in securities arbitrations when is cost shifting appropriate? / Pete S. Michaels, Derek C. Anderson -- Doing battle with document requests how to steer clear of sanctions and establish a strong defense / Richard A. Roth -- Effective supervision, investor confidence and capital formation / Christopher Bebel, Gail E. Boliver -- Evaluating the fiduciary duties of pension fund consultants / dale Ledbetter, A. Daniel Woska -- An overview of equity-indexed annuities / Craig McCann, Dengpan Luo -- Ethical standards for securities arbitrators a statistical perspective of potential partiality (bias) / Steven B. Caruso -- Interpreting securities arbitration outcome statistics / Edward S. O'Neal Ph. D. -- A primer on the unauthorized practice of law in securities arbitrations: what you don't know can hurt you / Carl J. Carlson, Jason T. Dennett -- Punitive damages in securities arbitration: a guide / Norman B. Arnoff -- Securities arbitration mediator model sam-(m)(f) user's manual-supplement #1 responsibility function / H.Thomas Fehn, Gregory J. Sherwin -- Winning in securities mediation: effective advocacy for success / Jeff Abrams -- Mediating customer disputes the role of the mediator / Mark A. Buckstein -- Mediators are expensive how to ensure you get what you pay for / Debra L. Mellinkoff -- Early case evaluation: good for claimants and respondents / Theodore R. Snyder -- Securities mediation / Jeffrey S. Grubman -- Mediation redux: now more than ever suggestions for practitioners / James D. Yellen, Edward W. Larkin -- The fairness of securities mediation / Jill I. Gross
Series:
Corporate law and practice course handbook series. nos. B-1553-B-1554
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