The Locator -- [(subject = "United States--Securities and Exchange Commission--Rules and practice")]

262 records matched your query       


Previous Page  Next Page
Record 42
Second annual Institute on current developments in Latin American cross-border securities transactions, 2014 / Publisher: New York, New York : Practising Law Institute, Date: 2014.   This title can be found in 1 Iowa libraries.
Record 43
Securities products of insurance companies in the course of regulatory reform, 2013 / Publisher: New York : Practising Law Institute, Date: [2013]   This title can be found in 1 Iowa libraries.
Record 44
Financial services industry regulatory compliance & ethics forum, 2013 / Publisher: New York, New York : Practising Law Institute, Date: [2013]   This title can be found in 1 Iowa libraries.
Record 45
Broker-dealer and adviser regulatory compliance forum, 2013 / Publisher: New York, NY : Practising Law Institute, Date: ©2013.   This title can be found in 1 Iowa libraries.
Record 46
Municipal securities activity by broker-dealers and advisors, 2013 / Publisher: New York, New York : Practising Law Institute, Date: [2013]   This title can be found in 1 Iowa libraries.
Record 47
First annual Institute on current developments in Latin American cross-border securities transactions, 2013 / Publisher: New York, New York : Practising Law Institute, Date: [2013]   This title can be found in 1 Iowa libraries.
Record 48
Doing deals in and with emerging markets : BRICs & beyond, 2013 / Publisher: New York, NY : Practising Law Institute, Date: [2013]   This title can be found in 1 Iowa libraries.
Record 49
Conflict minerals, 2012 : how to comply with the new SEC rules / Publisher: New York : Practising Law Institute, Date: [2013]   This title can be found in 1 Iowa libraries.
Record 50
Handling a securities case, 2013 : from investigation to trial and everything in between / Publisher: New York, N.Y. : Practising Law Institute, Date: [2013]   This title can be found in 1 Iowa libraries.
Record 51
Hedge fund compliance and regulation, 2013 / Publisher: New York, NY : Practising Law Institute, Date: [2013]   This title can be found in 1 Iowa libraries.
Record 52
Audit committee workshop, 2012 / Publisher: New York, NY : Practising Law Institute, Date: [2012]   This title can be found in 1 Iowa libraries.
Record 53
Securities products of insurance companies and evolving regulatory reform, 2012 / Publisher: New York, N.Y. : Practising Law Institute, Date: [2012]   This title can be found in 1 Iowa libraries.
Record 54
Institutional investor forum, 2012 / Publisher: New York, NY : Practising Law Institute, Date: [2012]   This title can be found in 1 Iowa libraries.
Record 55
Broker-dealer and adviser regulatory compliance forum, 2012 / Publisher: New York, N.Y. : Practising Law Institute, Date: [2012]   This title can be found in 1 Iowa libraries.
Record 56
Private placements and other financing alternatives, 2012 / Publisher: New York, N.Y. : Practising Law Institute, Date: [2012]   This title can be found in 1 Iowa libraries.
Record 57
Hedge fund registration and compliance, 2012 / Publisher: New York, N.Y. : Practising Law Institute, Date: [2012]   This title can be found in 1 Iowa libraries.
Record 58
Hedge funds, 2012 : strategies and structures for an evolving marketplace / Publisher: New York, NY : Practising Law Institute, Date: [2012]   This title can be found in 1 Iowa libraries.
Record 59
Financial services industry regulatory compliance & ethics forum 2012 / Publisher: New York, NY : Practising Law Institute, Date: [2012]   This title can be found in 1 Iowa libraries.
Record 60
Private placements and other financing alternatives, 2013 / Publisher: New York, NY : Practising Law Institute, Date: [2013]   This title can be found in 1 Iowa libraries.
Record 61
No one would listen a true financial thriller / Format: [sound recording] : Author: Markopolos, Harry. Publisher: Grand Haven, MI : Brilliance Audio ; Date: [2011], p2010.   This title can be found in 1 Iowa libraries.

Initiate Another SILO Locator Search


Previous Page  Next Page
YOU MAY BORROW ITEMS YOU FIND IN THE SILO LOCATOR THROUGH YOUR LOCAL PUBLIC LIBRARY.

This resource is supported by the Institute of Museum and Library Services under the provisions of the Library Services and Technology Act as administered by State Library of Iowa.