"#49407."--Spine "Prepared for distribution at the Advanced Swaps & Other Derivatives 2014 Program, October 16-17, 2014."--Page 5 Includes bibliographical references and index.
Contents:
Speech on the Relationship of Compliance and Risk & Board Governance and CCO Reporting Lines (October 22, 2013) / Dan M Berkovitz WilmerHale LLP -- ISDA SIFMA Response to the Consultation Paper Regarding Draft Regulatory Technical Standards on Risk Mitigation Techniques for OTC Derivative Contracts Not Cleared by a CCP (July 14, 2014) / Mary Johannes Senior Director and Head of U.S. Public Policy, ISDA -- Developments Impacting Derivatives Clearing (August 20, 2014) / Kathryn M Trkla Foley & Lardner LLP -- Trade Repositories/Swap Data Repositories (July 30, 2014) / Jeffrey T Waddle Managing Director & Senior Counsel, The Depository Trust & Clearing Corporation -- The CFTC s Implementation of Financial Market Reform: Progress and Legal Challenges (April 2014) / Dan M Berkovitz WilmerHale LLP -- Speech on the Relationship of Compliance and Risk & Board Governance and CCO Reporting Lines (October 22, 2013) / Jamila Piracci Vice President, OTC Derivatives, National Futures Association Alex Vorro National Futures Association -- CFTC Updates and Expands the Large Trader Reporting Program (August 14, 2014) / Gary Barnett Director of the Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission -- CFTC Staff Advisory No. 13 79: Concerning Commodity Trading Advisors and Swaps (December 23, 2013) / Gary Barnett Director of the Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission -- The Evolution of NFA s OTC Regulatory Programs (July 30, 2014) / Jamila Piracci Vice President, OTC Derivatives, National Futures Association Alex Vorro National Futures Association -- CFTC Updates and Expands the Large Trader Reporting Program (August 14, 2014) / Gary Barnett Director of the Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission Amanda Olear Associate Director, Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission -- CFTC Letter No. 12 45: Further Exclusions from Commodity Pool Regulation for Certain Securitization Vehicles; No Action Relief for Certain Securitization Vehicles Formed Prior to October 12, 2012 (December 7, 2012) / Gary Barnett Director of the Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission Amanda Olear Associate Director, Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission -- CFTC Letter No. 12 45: Further Exclusions from Commodity Pool Regulation for Certain Securitization Vehicles; No Action Relief for Certain Securitization Vehicles Formed Prior to October 12, 2012 (December 7, 2012) / Gary Barnett Director of the Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission Amanda Olear Associate Director, Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission -- CFTC Letter No. 14 96: A and Affiliates Request for Exemption of Production Payment Vehicles from Commodity Pool Regulation (July 25, 2014) / Gary Barnett Director of the Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission Amanda Olear Associate Director, Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission -- CFTC Letter No. 14 57: Request for Interpretation and No Action Relief Regarding the Registration of A as a Commodity Trading Advisor in Connection with its Activities in Respect of B (April 11, 2014) / Gary Barnett Director of the Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission Amanda Olear Associate Director, Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission -- CFTC Letter No. 14 96: A and Affiliates Request for Exemption of Production Payment Vehicles from Commodity Pool Regulation (July 25, 2014) / Gary Barnett Director of the Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission -- Customer Protection Overview (PowerPoint slides) / Mark H Leeds Mayer Brown LLP -- Key Professional Responsibility Issues Under Title VII of the Dodd Frank Act (July 2014) / Michael S Sackheim Sidley Austin LLP -- Documentation for Uncleared Swaps (July 31, 2014) / Guy Dempsey Katten Muchin Rosenman LLP -- English High Court Answers Open Questions on Market Quotation (July 29, 2014) / Locke R McMurray Jones Day -- Customer Protection Overview (PowerPoint slides) / Gary Barnett Director of the Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission -- U.S. Swap Clearing Documentation: The Typical Futures Agreement + FIA Addendum (October 2014) (PowerPoint slides) / Noah P Melnick Linklaters LLP U.S. Swap Clearing Documentation: The Typical Futures Agreement + FIA Addendum (October 2014) (PowerPoint slides) / Noah P Melnick Linklaters LLP
Series:
Corporate law and practice course handbook series ; number B2129
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