82 records matched your query       

05149cam a2200517Ia 4500
001 BC5F15360F3F11DF93771FC5C41A358D
003 SILO
005 20100201083435
008 091214s2009    nyuac    b    001 0 eng  
020    $a 1402412681
020    $a 9781402412684
035    $a (OCoLC)488684679
040    $a CGQ $c CGQ $d SILO $d LUI $d SILO
245 0  $a Understanding the securities laws, 2009 / $c co-chairs, N. Adele Hogan ... [et al.].
260    $a New York, NY : $b Practising Law Institute, $c c2009.
300    $a 2 v. : $b ill., ports. ; $c 23 cm.
500    $a "Ord #18186."--Spine
500    $a Prepared for distribution at the program of the same name held September-December 2009.
500    $a Index begins with letter B (vol. 1) and is erratic in both volumes.
504    $a Includes bibliographical references and index.
505 20 $t Liability for Securities Law Violations / $r Douglas Koff, Paul, Hastings, Janofsky & Walker, LLP $t Regulatory Framework of Securities Act Registration / $r Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- $t White & Case LLP, Client Alert: President Obama Unveils Plan to Reshape Financial Regulation / $r N. Adele Hogan, Cadwalader, Wickersham & Taft LLP -- $t Reach of Securities Act Regulation / $r Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- $t Securities Act Registration Exemptions / $r Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- $t Securities Act Registration Exemptions / $r Thomas S. Loo, Greenberg Traurig, LLP -- $t Resales of Securities Under the Securities Act / $r Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- $t The Integrated Disclosure System, Registration and Periodic Reports Under the Securities Exchange Act of 1934 / $r Richard F. Langan, Nixon Peabody LLP -- $t Periodic and Other Reporting Obligations Under the Securities Exchange Act of 1934 / $r Christopher C. Paci, DLA Piper LLP (US) -- $t A New ERA of Executive Compensation and Related Person Disclosure / $r Robert S. Kant, Greenberg Traurig LLP / $r Thomas G. LaWer, Compensia, Inc. -- $t Executive Compensation Disclosure / $r Linda E. Rappaport, Shearman & Sterling LLP -- $t Reporting Equity Compensation in the Proxy Statement Tables / $r Linda E. Rappaport, Shearman & Sterling LLP -- $t Regulation of Proxy Solicitation / $r David K. Boston, Willkie Farr & Gallagher LLP -- $t Whistleblower Claims Under the Sarbanes Oxley Act of 2002 / $r Laurence S. Moy, Outten & Golden LLP -- $t Selected Issues in Ethics and Professionalism in Securities Law / $r Timothy J. Harris, Morrison & Foerster LLP -- $t Liability for Securities Law Violations / $r Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- $t Fraud and Related Issues Under Rule 10b 5 and the Sarbanes Oxley Act / $r Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- $t Liability for Securities Law Violations / $r Douglas Koff, Paul, Hastings, Janofsky & Walker, LLP -- $t Liability for Securities Law Violations / $r Michele L. Odorizzi, Mayer Brown LLP -- $t China: Land of the Panda, the Great Wall and Reverse Mergers / $r David N. Feldman, Feldman LLP -- $t U.S. Government Programs to Re Start the Capital Markets / $r Andrew D. Soussloff, Sullivan & Cromwell LLP -- $t Introduction to Securities Law / $r Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- $t Introduction to the Securities Laws Resources for Securities Lawyers / $r N. Adele Hogan, Cadwalader, Wickersham & Taft LLP -- $t Anatomy of a Transaction / $r N. Adele Hogan, Cadwalader, Wickersham & Taft LLP -- $t Securities Act Exemptions / $r Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- $t Securities Act Registration Exemptions / $r Thomas S. Loo, Greenberg Traurig, LLP -- $t Whistleblower Claims Under the Sarbanes Oxley Act of 2002 / $r Laurence S. Moy, Outten & Golden LLP -- $t Liabilities Under the Federal Securities Laws / $r Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- $t Liability for Securities Law Violations / $r Douglas Koff, Paul, Hastings, Janofsky & Walker, LLP
610 10 $a United States. $b Securities and Exchange Commission $v Rules and practice.
610 10 $a United States. $t Sarbanes-Oxley Act of 2002.
610 10 $a United States. $t Securities Act of 1933.
610 10 $a United States. $t Securities Exchange Act of 1934.
650  0 $a Securities.
650  0 $a Privately placed securities.
650  0 $a Executives $x Salaries, etc.
650  0 $a Stocks.
650  0 $a Proxy.
650  0 $a Disclosure of information.
650  0 $a Whistle blowing.
650  0 $a Legal ethics.
650  0 $a Liability (Law)
650  0 $a Consolidation and merger of corporations.
650  0 $a Going public (Securities)
650  0 $a Corporations $x Accounting.
650  0 $a Tender offers (Securities)
650  0 $a Capital market $x Reform.
700 1  $a Hogan, N. Adele.
710 2  $a Practising Law Institute.
830  0 $a Corporate law and practice course handbook series ; $v nos. B-1756-B-1757
941    $a 1
952    $l N5UX522 $d 20100201083435.0
956    $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=BC5F15360F3F11DF93771FC5C41A358D
994    $a 02 $b LUI