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Title:
The ABCs of broker-dealer regulation 2007 / chair Clifford E. Kirsch.
Publisher:
Practising Law Institute
Copyright Date:
c2007
Description:
186 p. ; 23 cm.
Subject:
Brokers--United States.
Stockbrokers--United States.
Securities industry--United States.
Securities--United States.
Investments--United States.
Other Authors:
Kirsch, Clifford E.
Practising Law Institute.
Notes:
"1604"--spine ; "Ord #11303"--spine and t. p. "Prepared for distribution at the ABCs Of Broker-Dealer Regulation 2007 Program May 2007"--p. 5. Includes bibliographical references.
Series:
Corporate law and practice course handbook series. no. B-1604
ISBN:
1402409001
9781402409004
OCLC:
(OCoLC)133660822
Locations:
OVUX522 -- University of Iowa Libraries (Iowa City)
N5UX522 -- University of Iowa Law Library (Iowa City)

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