The Locator -- [(subject = "Securities industry--United States")]

144 records matched your query       

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01243aam a2200253Ia 4500
001 8E6836C6FAD211E7A45C351A97128E48
003 SILO
005 20180116092551
008 090312m20099999ilu           001 0 eng d
035    $a (OCoLC)314412495
040    $a IBM $c IBM $d UtOrBLW $d SILO
245 00 $a FINRA manual : $b official publication of the Financial Industry Regulatory Authority.
246 3  $a Financial Industry Regulatory Authority manual
264  1 $a Chicago, IL : $b Published for FINRA by Wolters Kluwer Financial Services, $c 2009-
300    $a volumes (loose-leaf) ; $c 26 cm
610 20 $a Financial Industry Regulatory Authority $x Rules and practice.
650  0 $a Stockbrokers $x Legal status, laws, etc. $z United States. $0 http://id.loc.gov/authorities/subjects/sh2008111446
650  0 $a Securities industry $z United States. $0 http://id.loc.gov/authorities/subjects/sh2005000747
710 2  $a Financial Industry Regulatory Authority. $0 http://id.loc.gov/authorities/names/no2008102355
710 2  $a Wolters Kluwer (Firm) $0 http://id.loc.gov/authorities/names/n2004098871
780 00 $t NASD manual
941    $a 1
952    $l OVUX522 $d 20180116125135.0
956    $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=8E6836C6FAD211E7A45C351A97128E48
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