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Title:
Understanding the securities laws, 2009 / co-chairs, N. Adele Hogan ... [et al.].
Publisher:
Practising Law Institute,
Copyright Date:
c2009
Description:
2 v. : ill., ports. ; 23 cm.
Subject:
United States.--Securities and Exchange Commission--Rules and practice.
United States.--Sarbanes-Oxley Act of 2002.
United States.--Securities Act of 1933.
United States.--Securities Exchange Act of 1934.
Securities.
Privately placed securities.
Executives--Salaries, etc.
Stocks.
Proxy.
Disclosure of information.
Whistle blowing.
Legal ethics.
Liability (Law)
Consolidation and merger of corporations.
Going public (Securities)
Corporations--Accounting.
Tender offers (Securities)
Capital market--Reform.
Other Authors:
Hogan, N. Adele.
Practising Law Institute.
Notes:
"Ord #18186."--Spine Prepared for distribution at the program of the same name held September-December 2009. Index begins with letter B (vol. 1) and is erratic in both volumes. Includes bibliographical references and index.
Contents:
Liability for Securities Law Violations / Douglas Koff, Paul, Hastings, Janofsky & Walker, LLP Regulatory Framework of Securities Act Registration / Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- White & Case LLP, Client Alert: President Obama Unveils Plan to Reshape Financial Regulation / N. Adele Hogan, Cadwalader, Wickersham & Taft LLP -- Reach of Securities Act Regulation / Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- Securities Act Registration Exemptions / Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- Securities Act Registration Exemptions / Thomas S. Loo, Greenberg Traurig, LLP -- Resales of Securities Under the Securities Act / Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- The Integrated Disclosure System, Registration and Periodic Reports Under the Securities Exchange Act of 1934 / Richard F. Langan, Nixon Peabody LLP -- Periodic and Other Reporting Obligations Under the Securities Exchange Act of 1934 / Christopher C. Paci, DLA Piper LLP (US) -- A New ERA of Executive Compensation and Related Person Disclosure / Robert S. Kant, Greenberg Traurig LLP / Thomas G. LaWer, Compensia, Inc. -- Executive Compensation Disclosure / Linda E. Rappaport, Shearman & Sterling LLP -- Reporting Equity Compensation in the Proxy Statement Tables / Linda E. Rappaport, Shearman & Sterling LLP -- Regulation of Proxy Solicitation / David K. Boston, Willkie Farr & Gallagher LLP -- Whistleblower Claims Under the Sarbanes Oxley Act of 2002 / Laurence S. Moy, Outten & Golden LLP -- Selected Issues in Ethics and Professionalism in Securities Law / Timothy J. Harris, Morrison & Foerster LLP -- Liability for Securities Law Violations / Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- Fraud and Related Issues Under Rule 10b 5 and the Sarbanes Oxley Act / Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- Liability for Securities Law Violations / Douglas Koff, Paul, Hastings, Janofsky & Walker, LLP -- Liability for Securities Law Violations / Michele L. Odorizzi, Mayer Brown LLP -- China: Land of the Panda, the Great Wall and Reverse Mergers / David N. Feldman, Feldman LLP -- U.S. Government Programs to Re Start the Capital Markets / Andrew D. Soussloff, Sullivan & Cromwell LLP -- Introduction to Securities Law / Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- Introduction to the Securities Laws Resources for Securities Lawyers / N. Adele Hogan, Cadwalader, Wickersham & Taft LLP -- Anatomy of a Transaction / N. Adele Hogan, Cadwalader, Wickersham & Taft LLP -- Securities Act Exemptions / Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- Securities Act Registration Exemptions / Thomas S. Loo, Greenberg Traurig, LLP -- Whistleblower Claims Under the Sarbanes Oxley Act of 2002 / Laurence S. Moy, Outten & Golden LLP -- Liabilities Under the Federal Securities Laws / Gary M. Brown, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC -- Liability for Securities Law Violations / Douglas Koff, Paul, Hastings, Janofsky & Walker, LLP
ISBN:
1402412681
9781402412684
OCLC:
(OCoLC)488684679
Locations:
N5UX522 -- University of Iowa Law Library (Iowa City)

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