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Title:
Nuts & bolts of securities law, 2002 / program coordinator, Larry D. Soderquist ; co-chairs, Gary M. Brown, Barbara Mendel Mayden.
Publisher:
Practising Law Institute,
Copyright Date:
c2002
Description:
608 p. ; 23 cm.
Subject:
Securities--United States.
Proxy--United States.
Brokers--Legal status, laws, etc.--United States.
Securities fraud--United States.
Stockholders--Legal status, laws, etc.--United States.
Disclosure of information--Law and legislation--United States.
Other Authors:
Soderquist, Larry D., 1944-
Brown, Gary M., 1955-
Mayden, Barbara Mendel.
Practising Law Institute.
Notes:
Includes bibliographical references.
Contents:
Pitt seeks review of corporate Governance, conduct codes, February 13, 2002 / Securities and Exchange Commission Securities Act Registration: what can be done / Larry D. Soderquist -- Securities Act Registration Process / Larry D. Soderquist -- Exchange Act Registration and Reporting / Gary M. Brown -- Liability for short-swing Profits: Section 16(b) / Larry D. Soderquist -- Exempt Transactions: Practical ways to sell securities / Barbara Mendel Mayden, Chad C. White -- Resales by shareholders / Larry D. Soderquist -- Complying with Proxy rules: Living with the springtime ritual / Robert D. Tuke -- Securities Law implications of mergers and acquisitions / Gary M. Brown, Christine L. Connolly -- Use and misuse of corporate information: keeping clients out of trouble / Robert B. Thompson -- Outline: ethical and legal issues facing securities lawyers / Marc I. Steinberg -- Corporate/securities attorneys: ethical and legal concerns / Marc I. Steinberg -- The plight of "Secondary Actors" under section 10(b): distinguishing primary from secondary liability / Marc I. Steinberg, Noah K. Hansford -- Corporate counsel: roles and liabilities- an essay for Professors Walter Steele / Marc I Steinberg -- Corporate and Securities Malpractice / Marc I. Steinberg -- Current issues and rulemaking projects Quarterly update-March 31, 2001 / Division of Corporation Finance, Securities and Exchange Commission -- Current issues and rulemaking projects Quarterly update-June 30, 2001 / Division of Corporation Finance, Securities and Exchange Commission -- Release Nos. 33-8056; 34-45321; FR-61-Commission statement about management's discussion and analysis of financial condition and results of operations / Securities and Exchange Commission -- Release Nos. 33-8040; 34-45149; FR-60-Cautionary advice regarding disclosure about critical accounting policies / Securities and Exchange Commission -- SEC to propose New Corporate disclosure rules, February 13, 2002 / Securities and Exchange Commission -- Pitt seeks review of corporate Governance, conduct codes, February 13, 2002 / Securities and Exchange Commission
Series:
Corporate law and practice course handbook series ; no. B-1310
ISBN:
9781402401435
1402401434
OCLC:
(OCoLC)49882521
Locations:
N5UX522 -- University of Iowa Law Library (Iowa City)
OVUX522 -- University of Iowa Libraries (Iowa City)

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