Prepared for distribution at the program of the same name held September-December 2003. "B0-01UI."--Spine Includes bibliographical references.
Contents:
Section 16 short-swing trading: selected practical issues and pitfalls to avoid / Valerie Ford Jacob, Michael Levitt Regulatory framework of Securities Act of 1933 The Securities Act of 1933 Registration Process / Natalia Delgado, Goldberg, Kohn, Bell, Black, Rosenbloom & Moritz, Ltd. -- Securities Act Registration Process / Elizabeth R. Flint, Wilson Sonsini Goodrich & Rosati -- Non-Gaap financial measures and "Real Time" reporting: final rules pursuant to sections 401(b) and 409 of the Sarbanes-Oxley Act / N. Adele Hogan -- Securities Act Registration Exemptions / Julie M. Allen, -- Securities Act Registration exemptions Thomas S. Loo, -- Securities Act registration exemptions / Thomas S. Loo, -- Exemptions under The Securities Act of 1933 / Gary M. Brown -- Resales of Securities Under the Securities Act / Larry D. Soderquist -- Resales of securities / Eric John Finseth, Wilson Sonsini Goodrich & Rosati -- Rule 144 & 144A / Jeffry Rose LLP -- Securities Act Registration exemptions Thomas S. Loo, -- Securities Act registration exemptions / Thomas S. Loo -- Exemptions under The Securities Act of 1933 / G Securities Under the Securities Act / Larry D. Soderquist, -- Resales of securities / Eric John Finseth, Wilson Sonsini Goodrich & Rosati -- Rule 144 & 144A / Jeffry S. Hoffman, -- Securities Act Liability / Rosalind R. Tyson, Associate Regional Director for regulation Pacific Regional Office Securities and Exchange Commission -- Regulation S / Jeffry S. Hoffman -- The Securities Exchange Act of 1934 / John S. D'Alimonte, Huang Huang, Willkie Farr & Gallagher -- Exchange Act Registration and reporting What a Public Company should know / Gary M. Brown -- Scope of the Securities Exchange Act of 1934 / Michael K. Wolensky, Kutak Rock LLP -- Regulation of Proxy Solicitation / John S. D'Alimonte, Huang Huang, Willkie Farr & Gallagher -- Federal Regulation of Proxies / Robert J. Minkus, Schiff Hardin & Waite -- Regulation of the solicitation of proxie / Gregory T. Davidson Gibson -- Liability for Exchange Act Violations / Mark D. Wood, Katten Muchin Zavis Rosenman -- Liability for Exchange Act Violations / Seth Aronson, Amy J. Longo -- PowerPoint Slides Seth Aronson, Patrick Downes, O'Melveny & --Liabilities under sections 10(b), 18 and 20 of The Securities Act of 1934 / Michael K. Wolensky-- Securities Law Update Class Action Defense / Alfred J. Lechner, Jr., Morgan Lewis Bockius -- Liabilities under sections 11,12,15 and 17 of The Securities Act of 1933 and Sections 10, 18 and 20 of The Securities Exchange Act of 1934 / Paul Vizcarrondo Jr., Andrew C. Houston, Wachtell, Lipton, Rosen & Katz -- Section 16 short-swing trading: selected practical issues and pitfalls to avoid / Justin L. Bastian, William D. Sherman, Morrison & Foerster LLP --Registration and reporting under the Securities Exchange Act of 1934 / Valerie Ford Jacob, Michael Levitt
Series:
Corporate law and practice course handbook series. no. B-1385
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