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04499cam a2200397Ia 4500 001 4A8A10682B0211DE8760C407A8D7520A 005 200904162246.0 008 021010s2002 nyuk b 000 0 eng d 020 $a 9781402402050 020 $a 1402402058 035 $a (OCoLC)50764772 040 $a CGQ $c CGQ $d SILO $d PQD $d LUI $d SILO 245 0 $a Understanding the securities laws, 2002 / $c co-chairs, Elizabeth R. Flint ... [et al.]. 260 $a New York, NY : $b Practising Law Institute, $c c2002. 300 $a 1088 p. : $b forms ; $c 23 cm. 490 1 $a Corporate law and practice course handbook series ; $v no. B-1334 500 $a Prepared for distribution at the program of the same name held September-December 2002. 500 $a "B0-01FU"--Spine. 504 $a Includes bibliographical references. 505 00 $t Registration and reporting under the Securities Act of 1934 / $r Valerie Ford Jacob, Michael Levitt, Fried, Frank, Harris, Shriver & Jacobson $t Regulatory framework of Securities Act of 1933 / $r Natalia Delgado, Goldberg Kohn Bell Black, Rosenbloom & Moritz, Ltd. -- $t Securities Act registration process / $r Walter E. Jospin, Elizabeth Hardy Noe, Paul, Hastings, Janofsky & Walker LLP -- $t Securities Act registration process / $r Elizabeth R. Flint, Wilson Sonsini Goodrich & Rosati -- $t CEO and CFO certification under Sarbanes-Oxley / $r submitted by Justin L. Bastian, Morrison & Foerster LLP -- $t Dramatic changes to corporate governance for public companies and new framework for oversight of auditors / $r submitted by Justin L. Bastian, Morrison & Foerster LLP -- $t Securities Act registration exemptions / $r Thomas S. Loo, Greenberg Traurig LLP -- $t Securities Act registration exemptions / $r Julie M. Allen, Proskauer Rose LLP -- $t Exemptions under the Securities Act of 1933 / $r Gary M. Brown, Special Counsel- United States Senate Committee on Governmental Affairs (Enron Investigation) -- $t Resales by Shareholders / $r Larry D. Soderquist; Professor of Law and Director, Corporate and Securities Law Institute, Vanderbilt University of Counsel, Dinsmore & Shohl, PLC -- $t Resales of securities / $r Eric John Finseth, Wilson Sonsini Goodrich & Rosati -- $t Rules 144 and 144A / $r Jeffry S. Hoffman, Swidler Berlin Shereff Friedman, LLP -- $t Securities Act liability / $r Rosalind R. Tyson, Associate Regional Director for Regulation, Pacific Regional Office, Securities and Exchange Commission -- $t Regulation S / $r Jeffry S. Hoffman, Swindler Berlin Shereff Friedman, LLP -- $t The Securities Exchange Act of 1934 / $r John S. D'Alimonte, Jeffrey M. Werner, Willkie Farr & Gallagher -- $t Scope of Securities Exchange Act of 1934 / $r Michael K. Wolensky, E. Walker Stroud, Kutak Rock LLP -- $t Regulation of the solicitation of proxies / $r Gregory T. Davidson, Gibson, Dunn & Crutcher LLP -- $t Regulation of proxy solicitation / $r John S. D'Alimonte, Jeffrey M. Werner, Willkie Farr & Gallagher -- $t Federal regulation of proxies / $r Robert J. Minkus, Schiff Hardin & Waite -- Liabilities for Exchange Act violations / $r Seth Aronson, Patrick Downes, O'Melveny & Myers LLP -- $t Liability for Exchange Act violations / $r Mark D. Wood, Katten Muchin Zavis Rosenman -- $t Liabilities under Sections 10(b), 18 and 20 of the Securities Exchange Act of 1934 / $r Michael K. Wolensky, Kutak Rock LLP -- $t Liabilities under sections 11,12,15, and 17 of the Securities Exchange Act of 1934 / $r Paul Vizcarrondo, Jr. -- $t Section 16 short-swing trading: selected practical issues and pitfalls to avoid / $r Justin L. Bastian, William D. Sherman, Morrison & Foerster LLP -- $t Registration and reporting under the Securities Act of 1934 / $r Valerie Ford Jacob, Michael Levitt, Fried, Frank, Harris, Shriver & Jacobson 610 10 $a United States. $t Sarbanes-Oxley Act of 2002. 610 10 $a United States. $b Securities and Exchange Commission $x Rules and practice. 610 10 $a United States. $t Securities Exchange Act of 1934. 650 0 $a Going public (Securities) $x Law and legislation $z United States. 650 0 $a Liability (Law) $z United States. 650 0 $a Securities, Privately placed $z United States. 650 0 $a Proxy $z United States. 650 0 $a Securities $z United States. 700 1 $a Flint, Elizabeth R. 710 2 $a Practising Law Institute. 830 0 $a Corporate law and practice course handbook series. $v no. 1334. 939 $a 4706601 941 $a 1 956 $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=4A8A10682B0211DE8760C407A8D7520A 994 $a 02 $b LUI 952 $l N5UX522 $d 20090701080000.0Initiate Another SILO Locator Search