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03745cam a2200397Ia 4500 001 50A4343E2B0111DE8159B907A8D7520A 005 200904162239.0 008 020529s2002 nyu b 000 0 eng d 020 $a 9781402401435 020 $a 1402401434 035 $a (OCoLC)49882521 040 $a CGQ $c CGQ $d SILO $d PQD $d LUI $d SILO 245 0 $a Nuts & bolts of securities law, 2002 / $c program coordinator, Larry D. Soderquist ; co-chairs, Gary M. Brown, Barbara Mendel Mayden. 246 3 $a Nuts and bolts of securities law, 2002 260 $a New York, NY : $b Practising Law Institute, $c c2002. 300 $a 608 p. ; $c 23 cm. 490 1 $a Corporate law and practice course handbook series ; $v no. B-1310 504 $a Includes bibliographical references. 505 00 $t Pitt seeks review of corporate Governance, conduct codes, February 13, 2002 / $r Securities and Exchange Commission $t Securities Act Registration: what can be done / $r Larry D. Soderquist -- $t Securities Act Registration Process / $r Larry D. Soderquist -- $t Exchange Act Registration and Reporting / $r Gary M. Brown -- $t Liability for short-swing Profits: Section 16(b) / $r Larry D. Soderquist -- $t Exempt Transactions: Practical ways to sell securities / $r Barbara Mendel Mayden, Chad C. White -- $t Resales by shareholders / $r Larry D. Soderquist -- $t Complying with Proxy rules: Living with the springtime ritual / $r Robert D. Tuke -- $t Securities Law implications of mergers and acquisitions / $r Gary M. Brown, Christine L. Connolly -- $t Use and misuse of corporate information: keeping clients out of trouble / $r Robert B. Thompson -- $t Outline: ethical and legal issues facing securities lawyers / $r Marc I. Steinberg -- $t Corporate/securities attorneys: ethical and legal concerns / $r Marc I. Steinberg -- $t The plight of "Secondary Actors" under section 10(b): distinguishing primary from secondary liability / $r Marc I. Steinberg, Noah K. Hansford -- $t Corporate counsel: roles and liabilities- an essay for Professors Walter Steele / $r Marc I Steinberg -- $t Corporate and Securities Malpractice / $r Marc I. Steinberg -- $t Current issues and rulemaking projects Quarterly update-March 31, 2001 / $r Division of Corporation Finance, Securities and Exchange Commission -- $t Current issues and rulemaking projects Quarterly update-June 30, 2001 / $r Division of Corporation Finance, Securities and Exchange Commission -- $t Release Nos. 33-8056; 34-45321; FR-61-Commission statement about management's discussion and analysis of financial condition and results of operations / $r Securities and Exchange Commission -- $t Release Nos. 33-8040; 34-45149; FR-60-Cautionary advice regarding disclosure about critical accounting policies / $r Securities and Exchange Commission -- $t SEC to propose New Corporate disclosure rules, February 13, 2002 / $r Securities and Exchange Commission -- $t Pitt seeks review of corporate Governance, conduct codes, February 13, 2002 / $r Securities and Exchange Commission 650 0 $a Securities $z United States. 650 0 $a Proxy $z United States. 650 0 $a Brokers $x Legal status, laws, etc. $z United States. 650 0 $a Securities fraud $z United States. 650 0 $a Stockholders $x Legal status, laws, etc. $z United States. 650 0 $a Disclosure of information $x Law and legislation $z United States. 700 1 $a Soderquist, Larry D., $d 1944- 700 1 $a Brown, Gary M., $d 1955- 700 1 $a Mayden, Barbara Mendel. 710 2 $a Practising Law Institute. 830 0 $a Corporate law and practice course handbook series. $v no. 1310. 939 $a 4601937 941 $a 2 952 $l OVUX522 $d 20180120033934.0 956 $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=50A4343E2B0111DE8159B907A8D7520A 994 $a 02 $b LUI 952 $l N5UX522 $d 20090701080000.0Initiate Another SILO Locator Search