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04666cam a2200445Ia 4500 001 F59EFE9E2B0411DEA75DDE07A8D7520A 005 200904162305.0 008 030925s2003 nyua 000 0 eng d 020 $a 9781402403446 020 $a 1402403445 035 $a (OCoLC)53089450 040 $a CGQ $c CGQ $d SILO $d LUI $d SILO 245 0 $a Understanding the securities laws, 2003 / $c co-chairs, Elizabeth R. Flint ... [et al.]. 260 $a New York, NY : $b Practising Law Institute, $c c2003. 300 $a 1472 p. : $b ill. ; $c 23 cm. 440 0 $a Corporate law and practice course handbook series. $v no. B-1385 500 $a Prepared for distribution at the program of the same name held September-December 2003. 500 $a "B0-01UI."--Spine 504 $a Includes bibliographical references. 505 20 $t Section 16 short-swing trading: selected practical issues and pitfalls to avoid / $r Valerie Ford Jacob, Michael Levitt $t Regulatory framework of Securities Act of 1933 The Securities Act of 1933 Registration Process / $r Natalia Delgado, Goldberg, Kohn, Bell, Black, Rosenbloom & Moritz, Ltd. -- $t Securities Act Registration Process / $r Elizabeth R. Flint, Wilson Sonsini Goodrich & Rosati -- $t Non-Gaap financial measures and "Real Time" reporting: final rules pursuant to sections 401(b) and 409 of the Sarbanes-Oxley Act / $r N. Adele Hogan -- $t Securities Act Registration Exemptions / $r Julie M. Allen, -- $t Securities Act Registration exemptions Thomas S. Loo, -- $t Securities Act registration exemptions / $r Thomas S. Loo, -- $t Exemptions under The Securities Act of 1933 / $r Gary M. Brown -- $t Resales of Securities Under the Securities Act / $r Larry D. Soderquist -- $t Resales of securities / $r Eric John Finseth, Wilson Sonsini Goodrich & Rosati -- $t Rule 144 & 144A / $r Jeffry Rose LLP -- $t Securities Act Registration exemptions Thomas S. Loo, -- $t Securities Act registration exemptions / $r Thomas S. Loo -- $t Exemptions under The Securities Act of 1933 / $r G Securities Under the Securities Act / $r Larry D. Soderquist, -- $t Resales of securities / $r Eric John Finseth, Wilson Sonsini Goodrich & Rosati -- $t Rule 144 & 144A / $r Jeffry S. Hoffman, -- $t Securities Act Liability / $r Rosalind R. Tyson, Associate Regional Director for regulation Pacific Regional Office Securities and Exchange Commission -- $t Regulation S / $r Jeffry S. Hoffman -- $t The Securities Exchange Act of 1934 / $r John S. D'Alimonte, Huang Huang, Willkie Farr & Gallagher -- $t Exchange Act Registration and reporting What a Public Company should know / $r Gary M. Brown -- $t Scope of the Securities Exchange Act of 1934 / $r Michael K. Wolensky, Kutak Rock LLP -- $t Regulation of Proxy Solicitation / $r John S. D'Alimonte, Huang Huang, Willkie Farr & Gallagher -- $t Federal Regulation of Proxies / $r Robert J. Minkus, Schiff Hardin & Waite -- $t Regulation of the solicitation of proxie / $r Gregory T. Davidson Gibson -- $t Liability for Exchange Act Violations / $r Mark D. Wood, Katten Muchin Zavis Rosenman -- $t Liability for Exchange Act Violations / $r Seth Aronson, Amy J. Longo -- $t PowerPoint Slides Seth Aronson, Patrick Downes, O'Melveny & --Liabilities under sections 10(b), 18 and 20 of The Securities Act of 1934 / $r Michael K. Wolensky-- $t Securities Law Update Class Action Defense / $r Alfred J. Lechner, Jr., Morgan Lewis Bockius -- $t Liabilities under sections 11,12,15 and 17 of The Securities Act of 1933 and Sections 10, 18 and 20 of The Securities Exchange Act of 1934 / $r Paul Vizcarrondo Jr., Andrew C. Houston, Wachtell, Lipton, Rosen & Katz -- $t Section 16 short-swing trading: selected practical issues and pitfalls to avoid / $r Justin L. Bastian, William D. Sherman, Morrison & Foerster LLP --Registration and reporting under the Securities Exchange Act of 1934 / $r Valerie Ford Jacob, Michael Levitt 610 10 $a United States. $t Sarbanes-Oxley Act of 2002. 610 10 $a United States. $b Securities and Exchange Commission $x Rules and practice. 610 10 $a United States $t Securities Act of 1933. 610 10 $a United States. $t Securities Exchange Act of 1934. 610 10 $a United States. $b Securities and Exchange Commission. $t Regulation S. 650 0 $a Securities, Privately placed. 650 0 $a Proxy 650 0 $a Securities. 650 0 $a Going public (Securities) 650 0 $a Liability (Law) 650 0 $a Financial statements. 650 0 $a Corporations $x Accounting. 650 0 $a Disclosure of information. 700 1 $a Flint, Elizabeth R. 710 2 $a Practising Law Institute. 939 $a 4960494 941 $a 1 956 $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=F59EFE9E2B0411DEA75DDE07A8D7520A 994 $a 02 $b LUI 952 $l N5UX522 $d 20090701080000.0Initiate Another SILO Locator Search