"14655." Prepared for distribution at the program of the same name held New York City, January 16, 2008. Includes bibliographical references and index.
Contents:
Foreign regulators / Michael D. Mann, Jeffrey A. Lehtman. H.R. 3031 / Thomas V. Sjoblom -- Court-appointed receivers / Carl H. Loewenson -- CFTC investigations and parallel proceedings / Stephen J. Obie -- United States of America v. Richard M. Scrushy (366 F. Supp. 2d 1134) / Thomas V. Sjoblom -- Securities and Exchange Commission v. Healthsouth Corporation and Richard Scrushy (261 F. Supp. 2d 1298) / Thomas V. Sjoblom -- Asserting the Fifth Amendment privilege against self-incrimination in parallel proceedings / Jack Auspitz -- New York State's Martin Act: an outline of the New York Attorney General's powers and practices / Dietrich L. Snell, Wendy T. Wu -- United States of America v. Jeffrey Stein, et al. / Thomas V. Sjoblom -- United States of America v. J. Kenneth Stringer, et al. (408 F. Supp. 2d 1083) / Thomas V. Sjoblom -- Recent disciplinary proceedings brought by NYSE regulation, Division of Enforcement, and NASD, Department of Enforcement / Susan L. Merrill -- Scheme liability for secondary actors: Stoneridge and Central Bank / Gregory A. Markel, Gregory G. Ballard -- Foreign regulators / Michael D. Mann, Jeffrey A. Lehtman.
Series:
Corporate law and practice course handbook series ; no. B-1644
This resource is supported by the Institute of Museum and Library Services under the provisions of the Library Services and Technology Act as administered by State Library of Iowa.