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02686cam a2200385Ia 4500 001 58AC25E62B1111DE9FAE8B08A8D7520A 003 SILO 005 20090730151139 008 080122s2008 nyuck bv 001 0 eng 020 $a 1402409982 020 $a 9781402409981 040 $a CGQ $c CGQ $d SILO $d PQD $d IWD $d SILO 043 $a n-us--- 245 0 $a Parallel proceedings in securities cases / $c chair, Thomas V. Sjoblom. 260 $a New York, N.Y. : $b Practising Law Institute, $c 2008. 300 $a 413 p. : $b ports., forms ; $c 23 cm. 490 1 $a Corporate law and practice course handbook series ; $v no. B-1644 500 $a "14655." 500 $a Prepared for distribution at the program of the same name held New York City, January 16, 2008. 504 $a Includes bibliographical references and index. 505 20 $t Foreign regulators / $r Michael D. Mann, Jeffrey A. Lehtman. $t H.R. 3031 / $r Thomas V. Sjoblom -- $t Court-appointed receivers / $r Carl H. Loewenson -- $t CFTC investigations and parallel proceedings / $r Stephen J. Obie -- $t United States of America v. Richard M. Scrushy (366 F. Supp. 2d 1134) / $r Thomas V. Sjoblom -- $t Securities and Exchange Commission v. Healthsouth Corporation and Richard Scrushy (261 F. Supp. 2d 1298) / $r Thomas V. Sjoblom -- $t Asserting the Fifth Amendment privilege against self-incrimination in parallel proceedings / $r Jack Auspitz -- $t New York State's Martin Act: an outline of the New York Attorney General's powers and practices / $r Dietrich L. Snell, Wendy T. Wu -- $t United States of America v. Jeffrey Stein, et al. / $r Thomas V. Sjoblom -- $t United States of America v. J. Kenneth Stringer, et al. (408 F. Supp. 2d 1083) / $r Thomas V. Sjoblom -- $t Recent disciplinary proceedings brought by NYSE regulation, Division of Enforcement, and NASD, Department of Enforcement / $r Susan L. Merrill -- $t Scheme liability for secondary actors: Stoneridge and Central Bank / $r Gregory A. Markel, Gregory G. Ballard -- $t Foreign regulators / $r Michael D. Mann, Jeffrey A. Lehtman. 650 0 $a Securities $z United States. 650 0 $a Class actions (Civil procedure) $z United States. 650 0 $a Actions and defenses $z United States. 650 0 $a Criminal liability of juristic persons $z United States. 650 0 $a Securities fraud $z United States. 700 1 $a Sjoblom, Thomas V. 710 2 $a Practising Law Institute. 830 0 $a Corporate law and practice course handbook series ; $v no. 1644. 941 $a 3 952 $l OVUX522 $d 20180116143126.0 952 $l N5UX522 $d 20090701080000.0 952 $l N3AX771 $d 20090708133753.0 956 $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=58AC25E62B1111DE9FAE8B08A8D7520A 994 $a 01 $b IWDInitiate Another SILO Locator Search