Financial services conflict of interest & fiduciary duties 2015 : navigating the emerging regulatory maze /Publisher: New York, New York : Practising Law Institute,
Date: [2015] This title can be found in 1 Iowa libraries.
Financial services industry regulatory compliance & ethics forum, 2015 /Publisher: New York, New York : Practising Law Institute,
Date: [2015] This title can be found in 1 Iowa libraries.
Hedge fund compliance & regulatory challenges, 2015 /Publisher: New York, NY : Practising Law Institute,
Date: 2015. This title can be found in 1 Iowa libraries.
Crowdfunding and online direct lending (peer-to-peer), 2015 /Publisher: New York, New York : Practising Law Institute,
Date: [2015] This title can be found in 1 Iowa libraries.
Advanced swaps & other derivatives, 2015 /Publisher: New York, NY : Practising Law Institute,
Date: [2015] This title can be found in 1 Iowa libraries.
Third annual Institute on current developments in Latin American cross-border securities transactions, 2015 /Publisher: New York, New York : Practising Law Institute,
Date: [2015] This title can be found in 1 Iowa libraries.
Securities products of insurance companies in the course of regulatory reform, 2015 /Publisher: New York, NY : Practising Law Institute,
Date: 2015. This title can be found in 1 Iowa libraries.
Securities law and practice, 2015 : how the SEC works /Publisher: New York, New York : Practising Law Institute,
Date: [2015] This title can be found in 1 Iowa libraries.
Securities law and practice, 2014 : how the SEC works /Publisher: New York, NY : Practising Law Institute,
Date: 2014. This title can be found in 1 Iowa libraries.
Life at the center : reflections on fifty years of securities regulation /Author: Karmel, Roberta S.,
Publisher: New York : Practising Law Institute,
Date: 2014. This title can be found in 1 Iowa libraries.
Hedge fund compliance & regulatory challenges, 2014 /Publisher: New York, NY : Practising Law Institute,
Date: [2014] This title can be found in 1 Iowa libraries.
Crowdfunding and online direct lending (peer-to-peer), 2014 /Publisher: New York, NY : Practising Law Institute,
Date: 2014. This title can be found in 1 Iowa libraries.
Private placements and other financing alternatives, 2014 /Publisher: New York, New York : Practising Law Institute,
Date: 2014. This title can be found in 1 Iowa libraries.
Broker-dealer advisory services, 2014 : current legal and compliance issues facing dual registrants /Publisher: New York, New York : Practising Law Institute,
Date: [2014] This title can be found in 1 Iowa libraries.
Financial services fiduciary duties : navigating the emerging regulatory maze /Publisher: New York, New York : Practising Law Institute,
Date: [2014] This title can be found in 1 Iowa libraries.
Securities products of insurance companies in the course of regulatory reform, 2014 /Publisher: New York, NY : Practising Law Institute,
Date: [2014] This title can be found in 1 Iowa libraries.
Financial services industry regulatory compliance & ethics forum, 2014 /Publisher: New York, NY : Practising Law Institute,
Date: 2014. This title can be found in 1 Iowa libraries.
Handling a securities case, 2014 : from investigation to trial and everything in between /Publisher: New York, New York : Practising Law Institute,
Date: [2014] This title can be found in 1 Iowa libraries.
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