The Locator -- [(subject = "Investment advisors--United States")]

76 records matched your query       


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Record 22
The devil's derivatives : the untold story of the slick traders and hapless regulators who almost blew up Wall Street--and are ready to do it again / Author: Dunbar, Nicholas. Publisher: Boston, Mass. : Harvard Business Review Press, Date: c2011.   This title can be found in 4 Iowa libraries.
Record 23
The other side of Wall Street : in business it pays to be an animal, in life it pays to be yourself / Author: Harrison, Todd A. Publisher: Upper Saddle River, N.J. : FT Press, Date: c2011.   This title can be found in 1 Iowa libraries.
Record 24
Defined benefit pension plan funding levels and investment advice rules : hearing before the Committee on Ways and Means, U.S. House of Representatives, One Hundred Eleventh Congress, first session, October 1, 2009. Publisher: Washington : U.S. G.P.O. : Date: 2011.   This title can be found in 1 Iowa libraries.
Record 25
The quants : how a new breed of math whizzes conquered Wall Street and nearly destroyed it / Author: Patterson, Scott, Publisher: New York : Crown Business, Date: c2010.   This title can be found in 1 Iowa libraries.
Record 26
King of capital : the remarkable rise, fall, and rise again of Steve Schwarzman and Blackstone / Author: Carey, David Publisher: New York : Crown Publishers, Date: c2010.   This title can be found in 4 Iowa libraries.
Record 27
The mutual fund industry : competition and investor welfare / Publisher: New York : Columbia Business School/Columbia University Press, Date: c2010.   This title can be found in 2 Iowa libraries.
Record 28
Chasing stars : the myth of talent and the portability of performance / Author: Groysberg, Boris. Publisher: Princeton, N.J. : Princeton University Press, Date: c2010.   This title can be found in 2 Iowa libraries.
Record 29
Paper fortune$ : modern Wall Street : where it's been and where it's going / Author: Smith, Roy C., Publisher: New York, N.Y. : St. Martin's Press, Date: 2010, c2009.   This title can be found in 3 Iowa libraries.
Record 30
The quants : how a new breed of math whizzes conquered Wall Street and nearly destroyed it / Author: Patterson, Scott, Publisher: New York : Crown Business, Date: c2010.   This title can be found in 10 Iowa libraries.
Record 31
Retirement security the importance of an independent investment adviser : hearing before the Subcommittee on Health, Employment, Labor, and Pensions, Committee on Education and Labor, U.S. House of Representatives, One Hundred Eleventh Congress, first session, hearing held in Washington, DC, March 24, 2009. Format: [microfilm] : Publisher: Washington : U.S. G.P.O. : Date: 2009.   This title can be found in 1 Iowa libraries.
Record 32
"Senior" specialists and advisors what you should know about professional designations / Format: [electronic resource] : Publisher: [Washington, D.C.] : U.S. Securities and Exchange Commission, Date: [2009]   This title can be found in 2 Iowa libraries.
Record 33
Review of the Commission's processes for selecting investment advisers and Investment companies for examination Format: [electronic resource] / Publisher: [Washington, D.C.] : U.S. Securities and Exchange Commission, Date: [2009]   This title can be found in 1 Iowa libraries.
Record 34
Ultra-short bond funds know where you're parking your money / Format: [electronic resource] : Publisher: [Washington, D.C.] : U.S. Securities and Exchange Commission, Date: [2009]   This title can be found in 2 Iowa libraries.
Record 35
The Madoff affair Format: [videorecording] / Publisher: [Alexandria, Va.?] : PBS Home Video, Date: 2009.   This title can be found in 8 Iowa libraries.
Record 36
The battle for Wall Street : behind the Lines in the struggle that pushed an industry into turmoil / Author: Goldberg, Richard Publisher: Hoboken, N.J. : John Wiley & Sons, Date: c2009.   This title can be found in 2 Iowa libraries.
Record 37
Retirement security the importance of an independent investment adviser : hearing before the Subcommittee on Health, Employment, Labor, and Pensions, Committee on Education and Labor, U.S. House of Representatives, One Hundred Eleventh Congress, first session, hearing held in Washington, DC, March 24, 2009. Format: [electronic resource] : Publisher: Washington : U.S. G.P.O., Date: 2009.   This title can be found in 1 Iowa libraries.
Record 38
Hedge fund enforcement & regulatory developments 2008 / Publisher: New York : Practising Law Institute Date: [c2008]   This title can be found in 1 Iowa libraries.
Record 39
Protect your money check out brokers and investment advisers / Format: [electronic resource] : Publisher: [Washington, D.C.] : U.S. Securities and Exchange Commission, Date: [2008]   This title can be found in 2 Iowa libraries.
Record 40
Investment choices Format: [electronic resource] / Publisher: [Washington, D.C.] : U.S. Securities and Exchange Commission, Date: [2008]   This title can be found in 2 Iowa libraries.
Record 41
My word is my bond : voices from inside the Chicago Board of Trade / Publisher: Hoboken, N.J. : John Wiley & Sons, Date: c2008.   This title can be found in 1 Iowa libraries.

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