The Locator -- [(subject = "United States--Securities and Exchange Commission--Rules and practice")]

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Title:
Securities law and practice, 2017 : how the SEC works / chair, Clifford E. Kirsch.
Publisher:
Practising Law Institute,
Copyright Date:
2017
Description:
350 pages : illustrations, portraits ; 23 cm.
Subject:
Securities.
Stockholders.
United States.--Securities and Exchange Commission--Rules and practice.
United States.--Securities Act of 1933.
United States.--Securities Exchange Act of 1934.
United States.--Investment Advisers Act of 1940.
United States.--Investment Company Act of 1940.
Investment advisors.
Stockholders--Protection.
Disclosure in accounting.
Disclosure of information.
Securities industry.
Executives--Salaries, etc.
Legal ethics.
United States.--Sarbanes-Oxley Act of 2002.
Other Authors:
Kirsch, Clifford E., chair.
Practising Law Institute, sponsoring body.
Notes:
"#186812"--Back cover. "Prepared for distribution at the Securities Law and Practice 2017: How the SEC Works Program, New York City, October 27, 2017"--Page 5. Includes bibliographical references and index.
Contents:
Ethical Considerations for Securities Lawyers / Charles F Walker Skadden Arps Slate Meagher & Flom LLP Alexandra M Arango Skadden, Arps, Slate, Meagher & Flom LLP Katherine V Lesker Skadden, Arps, Slate, Meagher & Flom LLP. The Laws That Govern the Securities Industry / Clifford E Kirsch Eversheds Sutherland (US) LLP -- Researching the Federal Securities Law Through the SEC Website / Clifford E Kirsch Eversheds Sutherland (US) LLP -- Overview of the Registration Provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934 (August 2017) / Harry S Pangas Eversheds Sutherland (US) LLP -- Legal Alert: Supreme Court Decision Imposes Strict Filing Deadline on Civil Actions Related to Securities Offerings (August 25, 2017) / Harry S Pangas Eversheds Sutherland (US) LLP Bruce M Bettigole Sutherland Payam Siadatpour Eversheds Sutherland (US) LLP -- Foreign Private Issuers (FPIs): Reporting Requirements and Other Select Items (August 2017) (PowerPoint slides) / Harry S Pangas Eversheds Sutherland (US) LLP J. Clay Douglas Eversheds Sutherland (US) LLP -- Regulatory Framework of Securities Act Registration / Gary M Brown CMG Life Services, Inc. -- Registration and Periodic Reporting Under the Exchange Act / Gary M Brown CMG Life Services, Inc. -- SEC What We Do / Jennifer B McHugh Senior Policy Advisor to the Director, Division of Investment Management, Securities and Exchange Commission -- Non GAAP Financial Measures: The SEC s Evolving Views (June 2016) / Adam Fleisher Cleary Gottlieb Steen & Hamilton LLP -- Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer, 17 CFR Part 205 / Clifford E Kirsch Eversheds Sutherland (US) LLP -- Ethical Considerations for Securities Lawyers / Charles F Walker Skadden Arps Slate Meagher & Flom LLP Alexandra M Arango Skadden, Arps, Slate, Meagher & Flom LLP Katherine V Lesker Skadden, Arps, Slate, Meagher & Flom LLP.
Series:
Corporate law and practice course handbook series ; number B-2358
ISBN:
1402430108
9781402430107
OCLC:
(OCoLC)1009079429
Locations:
OVUX522 -- University of Iowa Libraries (Iowa City)

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