"#148888"--Spine. "Prepared for distribution at the Basics of Mutual Funds and Other Registered Investment Companies 2016 Program, April 28, 2016"--Page 5. Includes bibliographical references and index.
Contents:
Registered Investment Company Regulation and Compliance (April 28, 2016) (PowerPoint slides) / Shannon Behara Partner, ACA Compliance Group Thomas Calabria Chief Compliance Officer, Mirae Asset Global Investments (USA) LLC Laurin Blumenthal Kleiman Sidley Austin LLP. Fund Anatomy (April 28, 2016) / Bibb L Strench Thompson Hine LLP -- The Administrative History of Rule 12b 1 / Martin E Lybecker Perkins Coie LLP -- Compliance Considerations for Sub Advisers to Registered Investment Companies / Shannon Behara Partner, ACA Compliance Group -- Shareholder Derivative Litigation Involving Investment Companies 2016 / Mark Holland Goodwin Procter LLP -- Excessive Fee Litigation and the Investment Company Act of 1940 / Lori A Martin WilmerHale LLP -- Introduction to Exchange Traded Funds (April 28, 2016) / James C Munsell Sidley Austin LLP -- PLI s Basics of Mutual Funds and Other Registered Investment Companies (April 2016) (PowerPoint slides) / Martin E Lybecker Perkins Coie LLP -- Registered Investment Company Regulation and Compliance (April 28, 2016) (PowerPoint slides) / Shannon Behara Partner, ACA Compliance Group Thomas Calabria Chief Compliance Officer, Mirae Asset Global Investments (USA) LLC Laurin Blumenthal Kleiman Sidley Austin LLP.
Series:
Corporate law and practice course handbook series ; number B-2240
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