"Prepared for distribution at the Hedge Fund Management 2016 Program, New York City and live Webcast --www.pli.edu, September 15, 2016"--Page 5. "#150442"--Spine. Includes bibliographical references and index.
Contents:
U.S. v. Auernheimer, Case No. 2:11-cr-00470-SDW-1, Excerpt from Appellant’s Reply Brief (D.N.J. 2013) / Marc J Zwillinger ~ ZwillGen PLLC. U.S. Securities and Exchange Commission, Office of Compliance Inspections and Examinations, National Exam Program, Examination Priorities for 2016 (January 2016) / Leor Landa ~ Davis Polk & Wardwell LLC -- U.S. Securities and Exchange Commission, Division of Investment Management, IM Guidance Update, No. 2014-07, Private Funds and the Application of the Custody Rule to Special Purpose Vehicles and Escrows (June 2014) / Leor Landa ~ Davis Polk & Wardwell LLP -- U.S. Securities and Exchange Commission, Office of Compliance Inspections and Examinations, National Exam Program, Risk Alert, Examination of Advisors That Outsource Their Chief Compliance Officers, Volume V, Issue 1 (November 9, 2015) / Leor Landa ~ Davis Polk & Wardwell LLP -- Press Release 2016-38, U.S. Securities and Exchange Commission, SEC Announces Creation of Office of Risk and Strategy for its National Exam Program: Peter B. Driscoll Named Chief Risk and Strategy Officer (March 8, 2016) / Leor Landa ~ Davis Polk & Wardwell LLP -- Private Fund—Enforcement Trends (July 19, 2016) / James H.R. Windels ~ Davis Polk & Wardwell LLP -- U.S. Securities and Exchange Commission, Responses to Frequently Asked Questions Regarding the Commission’s Rule under Section 13 of the Bank Holding Company Act (March 4, 2016) / Leor Landa ~ Davis Polk & Wardwell LLP -- Andrew Ceresney, U.S. Securities and Exchange Commission, Director of the Division of Enforcement, Keynote Address 2015 National Society of Compliance Professionals, National Conference (November 4, 2015) / Leor Landa ~ Davis Polk & Wardwell LLP -- Andrew J. Donohue, Chief of Staff, U.S. Securities and Exchange Commission, Remarks at NRS 30th Annual Fall Investment Adviser and Broker-Dealer Compliance Conference (October 14, 2015) / Leor Landa ~ Davis Polk & Wardwell LLP -- Press Release 2015-240, U.S. Securities and Exchange Commission, SEC Staff Publishes Private Funds Statistics Report (October 16, 2015) / Leor Landa ~ Davis Polk & Wardwell LLP -- Private Funds Statistics Fourth Calendar Quarter 2014, U.S. Securities and Exchange Commission, Division of Investment Management, Risk and Examinations Office (December 30, 2015) / Leor Landa ~ Davis Polk & Wardwell LLP -- U.S. Securities and Exchange Commission, Agency Financial Report, Fiscal Year 2015 (November 2015) / Leor Landa ~ Davis Polk & Wardwell LLP -- U.S. Securities and Exchange Commission, Division of Investment Management, IM Guidance Update, No. 2016-03, FAST Act Changes Affecting Investment Advisors to Small Business Companies (March 2016) / Leor Landa ~ Davis Polk & Wardwell LLP -- U.S. Securities and Exchange Commission, Division of Investment Management, Annual Staff Report Relating to the Use of Data Collected from Private Fund Systemic Risk Reports (August 13, 2015) Leor Landa ~ Davis Polk & Wardwell LLP -- Davis Polk, Client Memorandum, Volcker Rule: Observations on Interagency FAQs, OCC Interim Examination Guidelines (June 18, 2014) Leor Landa ~ Davis Polk & Wardwell LLP -- The European Union’s Alternative Investment Fund Managers Directive (AIFMD): A Practitioner’s View (June 12, 2015) David Sweet ~ Senior Vice President & Counsel, The D. E. Shaw Group / Leor Landa ~ Davis Polk & Wardwell LLC -- Mary Jo White, Chair, U.S. Securities and Exchange Commission, Remarks at MFA Outlook 2015 Conference—“Five Years On: Regulation of Private Fund Advisers after Dodd-Frank” (October 16, 2015) / Leor Landa ~ Davis Polk & Wardwell LLP -- Liability and Outsourcing—Identifying and Controlling the Real Risks / Janaya P Moscony ~ SEC Compliance Consultants, Inc -- Maples and Calder Funds Update—Ireland (January–March 2016) / Michael Richardson ~ Maples and Calder -- UCITS: A Brief for Alternative Asset Managers / Michael Richardson ~ Maples and Calder -- Davis Polk, Client Newsletter, Investment Management Regulatory Update, BEA Releases New Benchmark Survey for Financial Services Providers, Including Managers of Hedge, Private Equity and Other Private Funds and Separate Accounts (September 24, 2015) / Leor Landa ~ Davis Polk & Wardwell LLC -- Davis Polk, Client Newsletter, Investment Management Regulatory Update, SEC Staff Issues Report on Definition of “Accredited Investor” (January 27, 2016) Leor Landa ~ Davis Polk & Wardwell LLP -- Davis Polk, Client Newsletter, Investment Management Regulatory Update, SEC Issues Order Approving Higher Net Worth Threshold for Qualified Clients under the Advisers Act (June 27, 2016) / Leor Landa ~ Davis Polk & Wardwell LLP -- Davis Polk, Client Newsletter, Investment Management Regulatory Update, SEC Proposes Higher Net Worth Threshold for Qualified Clients under the Advisers Act (May 27, 2016) / Leor Landa ~ Davis Polk & Wardwell LLP -- Cayman Islands: Investment Funds (July 2016) / Caroline Williams ~ Walkers -- Cayman Islands: Regulation of Funds in the Cayman Islands (July 2016) / Caroline Williams ~ Walkers -- U.S. Securities and Exchange Commission, Office of Compliance Inspections and Examinations, National Exam Program, Risk Alert, OCIE’s 2015 Cybersecurity Examination Initiative, Volume IV, Issue 8 (September 15, 2015) / Leor Landa ~ Davis Polk & Wardwell LLP -- U.S. Securities and Exchange Commission, Release No. 2015-20, SEC Alerts Investors, Industry on Cybersecurity (February 3, 2015) / Leor Landa ~ Davis Polk & Wardwell LLP -- U.S. Securities and Exchange Commission, Office of Compliance Inspections and Examinations, National Exam Program, Risk Alert, Volume IV, Issue 4, Cybersecurity Examination Sweep Summary (February 3, 2015) / Leor Landa ~ Davis Polk & Wardwell LLP -- U.S. Securities and Exchange Commission, Division of Investment Management, IM Guidance Update, No. 2015-02, Cybersecurity Guidance (April 2015) / Leor Landa ~ Davis Polk & Wardwell LLP -- Davis Polk, Client Newsletter, Investment Management Regulatory Update, CFTC Responds to FAQs Regarding Form CPO-PQR (November 24, 2015) / Leor Landa ~ Davis Polk & Wardwell LLP -- Press Release 2016-71, U.S. Securities and Exchange Commission, SEC Adopts Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants (April 15, 2016) / Leor Landa ~ Davis Polk & Wardwell LLP -- Davis Polk, Client Memorandum, SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants (August 26, 2015) / Leor Landa ~ Davis Polk & Wardwell LLP -- Craigslist, Inc. v. Kerbel, 2012 WL 3166798 (N.D. Cal. 2012) / Marc J Zwillinger ~ ZwillGen PLLC -- Cvent, Inc. v. Eventbrite, Inc., 739 F.Supp.2d 927 (E.D. Va. 2010) / Marc J Zwillinger ~ ZwillGen PLLC -- Facebook, Inc. v. Power Ventures, Inc., 844 F.Supp.2d 1025 (N.D. Cal. 2012) / Marc J Zwillinger ~ ZwillGen PLLC -- Southwest Airlines Co. v. BoardFirst, L.L.C., 2007 WL 4823761 (N.D. Tex. 2007) / Marc J Zwillinger ~ ZwillGen PLLC -- U.S. v. Auernheimer, Case No. 2:11-cr-00470-SDW-1, Excerpt from Appellant’s Reply Brief (D.N.J. 2013) / Marc J Zwillinger ~ ZwillGen PLLC.
Series:
Corporate law and practice. Course handbook series ; number B-2270
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