"#148951"--Spine. "Prepared for distribution at the Advanced Swaps & Other Derivatives 2016 Program, October 25-26, 2016"--Page 5. Index is erratic. Includes bibliographical references and index.
Contents:
NFA Reference Materials (PowerPoint slides) / Jamila A Piracci Vice President, OTC Derivatives, National Futures Association. U.S. Commodity Futures Trading Commission Testimony of Chairman Timothy G. Massad before the U.S. Senate Committee on Appropriations, Subcommittee on Financial Services and General Government, Washington, DC (April 12, 2016) / Joshua D Cohn Mayer Brown LLP -- Derivatives Clearing (August 15, 2016) / Kathryn M Trkla Foley & Lardner LLP -- U.S. Commodity Futures Trading Commission Keynote Remarks of Chairman Timothy Massad before the Swap Execution Facility Conference: SEFCON VI (October 26, 2015) / Joshua D Cohn Mayer Brown LLP -- U.S. Commodity Futures Trading Commission: Office of Public Affairs Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps (June 14, 2016) / Joshua D Cohn Mayer Brown LLP -- Swap Execution Methods, SEFs, Give up and Reporting: Trade Repository History and Current Trade Repository Rules and Requirements (October 25, 2016) / Debra W Cook Executive Director and Associate General Counsel, The Depository Trust & Clearing Corp -- Swap Execution Methods, SEFs, Give up and Reporting / Lauren Teigland Hunt Teigland Hunt LLP -- U.S. Securities and Exchange Commission Press Release: SEC Adopts Business Conduct Standards for Security Based Swap Dealers and Major Security Based Swap Participants (April 15, 2016) / Joshua D Cohn Mayer Brown LLP -- U.S. Commodity Futures Trading Commission Swap Dealer De Minimis Exception Final Staff Report Pursuant to Regulation 1.3(ggg) (August 15, 2016) / Joshua D Cohn Mayer Brown LLP -- U.S. Commodity Futures Trading Commission Final Response to District Court Remand Order in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission / Joshua D Cohn Mayer Brown LLP -- U.S. Commodity Futures Trading Commission Letter No. 14 158 Re: Commodity Exchange Act 4s(k)(2) and Commission Regulation 3.3 (November 25, 2014) / Gary Barnett Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission -- U.S. Commodity Futures Trading Commission Speech: On the Relationship of Compliance and Risk & Board Governance and CCO Reporting Lines (October 22, 2013) / Gary Barnett Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission -- U.S. Commodity Futures Trading Commission Speech: On Corporate Governance: Observations for the Directors of Boards of Swap Dealers, Major Swap Participants and Futures Commission Merchants (August 12, 2014) / Gary Barnett Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission -- Bank for International Settlements Committee on Payments and Market Infrastructures; Board of the International Organization of Securities Commissions Consultative Report: Resilience and recovery of central counterparties (CCPs): Further guidance on the PFMI (August 2016) / Joshua D Cohn Mayer Brown LLP -- Remarks at the ISDA Annual Legal Forum in New York (June 16, 2016) / Gary Barnett Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission -- U.S. Commodity Futures Trading Commission Staff Advisory No. 16 62 to Swaps Dealers, Major Swap Participants, and Futures Commission Merchants re: Chief Compliance Officer Reporting Lines (July 25, 2016) / Joshua D Cohn Mayer Brown LLP Eileen T Flaherty U.S. Commodity Futures Trading Commission -- Mayer Brown Withholding on Air: The IRS Imposes Withholding Tax Rules for Adjustments on Convertible Debt and Equity / Mark H Leeds Mayer Brown LLP -- Evolving Professional Responsibility Issues Confronting Derivatives Lawyers (August 2, 2016) / Michael S Sackheim Sidley Austin LLP -- Bloomberg BNA Securities Regulation & Law Report: Derivatives Lawyers: Red Flags See Something, Do Something (November 16, 2015) / Michael S Sackheim Sidley Austin LLP -- Documentation for Uncleared Swaps (August 15, 2016) / Guy Dempsey Katten Muchin Rosenman LLP -- CFTC Enforcement Trends: Manipulation and Spoofing under the Commodity Exchange Act: Recent Cases and Issues (October 26, 2016) / Dan M Berkovitz WilmerHale LLP -- Jones Day: IPSO Facto? Not So Fasto! / Locke R McMurray Jones Day -- Principal Issues for Consideration and Negotiation in Derivatives Documentation Cleared and Uncleared (October 26, 2016) (PowerPoint slides) / Ian Cuillerier White & Case LLP -- Regulation of Swap Market Participants: The Swap Activities of Banks (October 26, 2016) (PowerPoint slides) / Douglas E Harris Managing Director, Promontory Financial Group, LLC -- NFA Reference Materials (PowerPoint slides) / Jamila A Piracci Vice President, OTC Derivatives, National Futures Association.
Series:
Corporate law and practice. Course handbook series ; number B-2278
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