The Locator -- [(subject = "United States--Securities and Exchange Commission--Rules and practice")]

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05898aam a2200565Ii 4500
001 4C518C32F11E11E79D0FC10F97128E48
003 SILO
005 20180104010254
008 171103s2017    nyuacdk  b    011 0 eng  
020    $a 1402430094
020    $a 9781402430091
035    $a (OCoLC)1009077575
040    $a PQD $b eng $e rda $c PQD $d OCLCQ $d SILO
043    $a n-us---
050  4 $a KF1085 .Z9 $b S926 2017
245 00 $a Advanced swaps & other derivatives, 2017 / $c co-chairs, Gary Barnett, Joshua D. Cohn.
246 10 $a Swaps & other derivatives, 2017
246 3  $a Advanced swaps and other derivatives
264  1 $a New York, New York : $b Practising Law Institute, $c [2017]
300    $a 655 pages : $b illustrations, portraits, charts, forms ; $c 23 cm.
490 1  $a Corporate law and practice course handbook series ; $v number B-2357
500    $a "#180173"--Back cover.
500    $a "Prepared for distribution at the Advanced Swaps & Other Derivatives 2017 Program, October 24-25, 2017"--Page 5.
500    $a Index is erratic.
504    $a Includes bibliographical references and index.
505 00 $t Outline of the Stay Provisions Under OLA and the BRRD and the ISDA Resolution Stay Jurisdictional Modular Protocol (August 7, 2017) / $r Knox McIlwain Cleary Gottlieb Steen & Hamilton LLP. $t U.S. Commodity Futures Trading Commission Press Release CFTC Requests Public Input on Simplifying Rules: Project KISS Enters New Phase (May 3, 2017) / $r Mike Gill Chief of Staff, Chairman Chris Giancarlo, U.S. Commodity Futures Trading Commission -- $t Security Based Swap Clearing Agency Regulatory and Supervisory Framework and New Developments in the Security Based Swap Clearing Agency Regulation and Supervision (August 9, 2017) / $r Wenchi Hu Latham & Watkins LLP -- $t The SEF Landscape Four Years In (August 18, 2017) / $r Kathryn M Trkla Foley & Lardner LLP -- $t Federal Register: U.S. Commodity Futures Trading Commission: 17 CFR Part 23: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Cross Border Application of the Margin Requirements; Agency Information Collection Activities: Proposed Collection, Comment Request: Final Rule, Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Cross Border Application of the Margin Requirements; Final Rule and Notice (May 31, 2016) / $r Gary Barnett Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission -- $t Federal Register: U.S. Commodity Futures Trading Commission: 17 CFR Part 50: Clearing Requirement Determination Under Section 2(h) of the CEA for Interest Rate Swaps; Proposed Rule (June 16, 2016) / $r Gary Barnett Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission -- $t Federal Register: U.S. Commodity Futures Trading Commission: 17 CFR Part 3: Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants: Amendments to Filing Dates; Final Rule (November 16, 2016) / $r Gary Barnett Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission -- $t Federal Register: U.S. Commodity Futures Trading Commission: 17 CFR Parts 1, 15, 17, 19, 37, 38, 140, 150, and 151: Position Limits for Derivatives; Reproposal (December 30, 2016) / $r Gary Barnett Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission -- $t Documentation of Loan Linked Swaps with Shared Collateral (October 25, 2017) / $r Guy Dempsey Katten Muchin Rosenman LLP -- $t OTC Derivatives Regulation Under Dodd Frank: A Guide to Registration, Reporting, Business Conduct, and Clearing (July 2017) / $r Gabriel D Rosenberg Davis Polk & Wardwell LLP William C Meehan KPMG -- $t Mayer Brown Legal Update I Have Always Been Afraid of Banks: the IRS Revamps Cross Border Dividend Equivalent Rules on President Obama s Last Day in Office (January 23, 2017) / $r Mark H Leeds Mayer Brown LLP -- $t Mayer Brown Legal Update Defending the Error: The IRS Envisions How the Qualified Derivative Dealer Rules Will Work (July 17, 2017) / $r Mark H Leeds Mayer Brown LLP Jared Goldberger Mayer Brown LLP -- $t Mayer Brown Legal Update Bits & Pieces: IRS Notice 2016 42 Offers First Glimpse of Qualified Derivatives Dealer Rules (July 5, 2016) / $r Mark H Leeds Mayer Brown LLP -- $t Key Professional Responsibility Issues for Derivatives Lawyers (July 2017) / $r Michael S Sackheim Sidley Austin LLP -- $t Outline of the Stay Provisions Under OLA and the BRRD and the ISDA Resolution Stay Jurisdictional Modular Protocol (August 7, 2017) / $r Knox McIlwain Cleary Gottlieb Steen & Hamilton LLP.
650  0 $a Swaps (Finance)
650  0 $a Derivative securities.
650  0 $a Securities $x Registration and transfer.
650  0 $a Derivative securities $x Registration and transfer.
650  0 $a Clearing of securities.
650  0 $a Disclosure of information.
650  0 $a Commodity futures.
610 10 $a United States. $b Commodity Futures Trading Commission $x Rules and practice.
610 10 $a United States. $t Dodd-Frank Wall Street Reform and Consumer Protection Act.
610 20 $a National Futures Association (U.S.) $x Rules and practice.
650  0 $a Derivative securities $x Documentation.
650  0 $a Margins (Security trading)
650  0 $a Risk management.
650  0 $a Securities $x Taxation.
610 10 $a United States. $b Securities and Exchange Commission $x Rules and practice.
650  0 $a Legal ethics.
610 20 $a Lehman Brothers (1993-2008)
700 1  $a Barnett, Gary, $d 1955- $e chair.
700 1  $a Cohn, Joshua D., $e chair.
710 2  $a Practising Law Institute, $e sponsoring body.
830  0 $a Corporate law and practice course handbook series ; $v no. B-2357.
941    $a 1
952    $l OVUX522 $d 20190314015821.0
956    $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=4C518C32F11E11E79D0FC10F97128E48

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