262 records matched your query       

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001 1877053A026811E89DEE1C1997128E48
003 SILO
005 20180126010225
008 171103s2017    nyuac    b    001 0 eng d
020    $a 1402430108
020    $a 9781402430107
035    $a (OCoLC)1009079429
040    $a PQD $b eng $e rda $c PQD $d OCLCQ $d SILO
043    $a n-us---
050  4 $a KF1063 .A75 $b S45 2017
245 00 $a Securities law and practice, 2017 : $b how the SEC works / $c chair, Clifford E. Kirsch.
246 10 $a How the SEC works
264  1 $a New York, New York : $b Practising Law Institute, $c [2017]
300    $a 350 pages : $b illustrations, portraits ; $c 23 cm.
490 1  $a Corporate law and practice course handbook series ; $v number B-2358
500    $a "#186812"--Back cover.
500    $a "Prepared for distribution at the Securities Law and Practice 2017: How the SEC Works Program, New York City, October 27, 2017"--Page 5.
504    $a Includes bibliographical references and index.
505 00 $t Ethical Considerations for Securities Lawyers / $r Charles F Walker Skadden Arps Slate Meagher & Flom LLP Alexandra M Arango Skadden, Arps, Slate, Meagher & Flom LLP Katherine V Lesker Skadden, Arps, Slate, Meagher & Flom LLP. $t The Laws That Govern the Securities Industry / $r Clifford E Kirsch Eversheds Sutherland (US) LLP -- $t Researching the Federal Securities Law Through the SEC Website / $r Clifford E Kirsch Eversheds Sutherland (US) LLP -- $t Overview of the Registration Provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934 (August 2017) / $r Harry S Pangas Eversheds Sutherland (US) LLP -- $t Legal Alert: Supreme Court Decision Imposes Strict Filing Deadline on Civil Actions Related to Securities Offerings (August 25, 2017) / $r Harry S Pangas Eversheds Sutherland (US) LLP Bruce M Bettigole Sutherland Payam Siadatpour Eversheds Sutherland (US) LLP -- $t Foreign Private Issuers (FPIs): Reporting Requirements and Other Select Items (August 2017) (PowerPoint slides) / $r Harry S Pangas Eversheds Sutherland (US) LLP J. Clay Douglas Eversheds Sutherland (US) LLP -- $t Regulatory Framework of Securities Act Registration / $r Gary M Brown CMG Life Services, Inc. -- $t Registration and Periodic Reporting Under the Exchange Act / $r Gary M Brown CMG Life Services, Inc. -- $t SEC What We Do / $r Jennifer B McHugh Senior Policy Advisor to the Director, Division of Investment Management, Securities and Exchange Commission -- $t Non GAAP Financial Measures: The SEC s Evolving Views (June 2016) / $r Adam Fleisher Cleary Gottlieb Steen & Hamilton LLP -- $t Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer, 17 CFR Part 205 / $r Clifford E Kirsch Eversheds Sutherland (US) LLP -- $t Ethical Considerations for Securities Lawyers / $r Charles F Walker Skadden Arps Slate Meagher & Flom LLP Alexandra M Arango Skadden, Arps, Slate, Meagher & Flom LLP Katherine V Lesker Skadden, Arps, Slate, Meagher & Flom LLP.
650  0 $a Securities.
650  0 $a Stockholders.
610 10 $a United States. $b Securities and Exchange Commission $x Rules and practice.
610 10 $a United States. $t Securities Act of 1933.
610 10 $a United States. $t Securities Exchange Act of 1934.
610 10 $a United States. $t Investment Advisers Act of 1940.
610 10 $a United States. $t Investment Company Act of 1940.
650  0 $a Investment advisors.
650  0 $a Stockholders $x Protection.
650  0 $a Disclosure in accounting.
650  0 $a Disclosure of information.
650  0 $a Securities industry.
650  0 $a Executives $x Salaries, etc.
650  0 $a Legal ethics.
610 10 $a United States. $t Sarbanes-Oxley Act of 2002.
700 1  $a Kirsch, Clifford E., $e chair.
710 2  $a Practising Law Institute, $e sponsoring body.
830  0 $a Corporate law and practice course handbook series ; $v no. B-2358.
941    $a 1
952    $l OVUX522 $d 20190314013955.0
956    $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=1877053A026811E89DEE1C1997128E48