262 records matched your query       

06197aam a2200517Ii 4500
001 E2FF75E6FAD211E7A45C351A97128E48
003 SILO
005 20180116092551
008 170919s2017    nyuacd   b    101 0 eng  
020    $a 1402429673
020    $a 9781402429675
035    $a (OCoLC)1004273058
040    $a PQD $b eng $e rda $c PQD $d SLA $d SILO
043    $a n-us---
050  4 $a KF1078.Z9 $b H44 2017
245 00 $a Hedge fund management, 2017 / $c chair, Leor Landa.
264  1 $a New York, New York : $b Practising Law Institute, $c [2017]
300    $a 396 pages : $b illustrations, portraits, charts ; $c 23 cm.
490 1  $a Corporate law and practice course handbook series ; $v number B-2350
500    $a "Prepared for distribution at the Hedge Fund Management 2017 Program, New York City, September 13, 2017"--Page 5.
500    $a "#180654"--Back cover.
504    $a Includes bibliographical references and index.
505 20 $t J. Christopher Giancarlo, Acting Chairman, U.S. Commodity Futures Trading Commission, Speech, Address of CFTC Acting Chairman J. Christopher Giancarlo before the New York FinTech Innovation Lab, LabCFTC: Engaging Innovators in Digital Financial Markets (May 17, 2017) / $r Erin Ross General Counsel and Chief Compliance Officer, Hitchwood Capital Management LP $t Ethan L. Silver and Scott H. Moss, Lowenstein Sandler, Investment Management, OCIE Announces 2017 Examination Priorities (January 24, 2017) / $r Edward S Nadel Lowenstein Sandler LLP -- $t Scott H. Moss, Ethan L. Silver, Andrew E. Graw, Brian A. Silikovitz, George Danenhauer, and Lesley P. Adamo, Lowenstein Sandler, Investment Management, Year End Developments and Compliance Checklists (January 26, 2017) -- $t Ethan L. Silver and Scott H. Moss, Lowenstein Sandler, Investment Management, SEC Staff Issues Guidance Update on Robo Advisers (March 1, 2017) / $r Edward S Nadel Lowenstein Sandler LLP -- $t Staff of the Investment Adviser Regulation Office, Division of Investment Management, U.S. Securities and Exchange Commission, Regulation of Investment Advisers by the U.S. Securities and Exchange Commission (March 2013) / $r Edward S Nadel Lowenstein Sandler LLP -- $t Davis Polk, Lex et Brexit The Law and Brexit, Issue 8 (October 24, 2016) / $r Leor Landa Davis Polk & Wardwell LLP -- $t Davis Polk, AIFMD and Brexit (July 14, 2017) / $r Michael Sholem Davis Polk & Wardwell -- $t Davis Polk, Post Brexit Supervisory Convergence in Financial Services (July 20, 2017) / $r Michael Sholem Davis Polk & Wardwell -- $t Davis Polk, Investment Management Regulatory Update / $r Leor Landa Davis Polk & Wardwell LLP -- $t Walkers, Cayman Islands: Investment Funds (July 2017) / $r Caroline Williams Walkers -- $t Walkers, Cayman Islands: Regulation of Funds in the Cayman Islands (July 2017) / $r Caroline Williams Walkers -- $t U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy, Investor Bulletin, SEC Pub. No. 139, Hedge Funds (February 2013) / $r Leor Landa Davis Polk & Wardwell LLP -- $t Hot Topics for Hedge Fund Managers (September 13, 2017) / $r David J Efron Partner, Schulte Roth & Zabel LLP -- $t U.S. Securities and Exchange Commission, Office of Compliance Inspections and Examinations, Examination Priorities for 2017 / $r Leor Landa Davis Polk & Wardwell LLP -- $t U.S. Securities and Exchange Commission, Investor Alert: Automated Investment Tools (May 8, 2015) / $r Erin Ross General Counsel and Chief Compliance Officer, Hitchwood Capital Management LP -- $t Mary Jo White, Chair, U.S. Securities and Exchange Commission, Speech, Keynote Address at the SEC Rock Center on Corporate Governance Silicon Valley Initiative (March 31, 2016) / $r Erin Ross General Counsel and Chief Compliance Officer, Hitchwood Capital Management LP -- $t CouponCabin LLC v. Savings.com, No. 2:14 CV 39 TLS, Slip Op. (N.D. Ind. Jan. 10, 2017) / $r Erin Ross General Counsel and Chief Compliance Officer, Hitchwood Capital Management LP -- $t U.S. Securities and Exchange Commission, Investor Bulletin: Robo Advisers (February 23, 2017) / $r Erin Ross General Counsel and Chief Compliance Officer, Hitchwood Capital Management LP -- $t U.S. Securities and Exchange Commission, Division of Investment Management, IM Guidance Update, No. 2017 02 (February 2017) / $r Erin Ross General Counsel and Chief Compliance Officer, Hitchwood Capital Management LP -- $t U.S. Commodity Futures Trading Commission, Press Release, CFTC Launches LabCFTC as Major FinTech Initiative (May 17, 2017) / $r Erin Ross General Counsel and Chief Compliance Officer, Hitchwood Capital Management LP -- $t J. Christopher Giancarlo, Acting Chairman, U.S. Commodity Futures Trading Commission, Speech, Address of CFTC Acting Chairman J. Christopher Giancarlo before the New York FinTech Innovation Lab, LabCFTC: Engaging Innovators in Digital Financial Markets (May 17, 2017) / $r Erin Ross General Counsel and Chief Compliance Officer, Hitchwood Capital Management LP
650  0 $a Hedge funds $x Management.
650  0 $a Hedge funds.
610 10 $a United States. $b Securities and Exchange Commission $x Rules and practice.
610 10 $a United States. $b Division of Investment Management $b Division of Investment Management $x Rules and practice.
610 10 $a United States. $b Office of Compliance Inspections and Examinations $b Office of Compliance Inspections and Examinations $x Rules and practice.
610 10 $a United States. $b Commodity Futures Trading Commission $x Rules and practice.
610 10 $a United States. $t Dodd-Frank Wall Street Reform and Consumer Protection Act.
650  0 $a Investment advisors.
650  0 $a Investments $z European Union countries.
650  0 $a Investments, European.
650  0 $a Conflict of interests.
650  0 $a Private equity.
650  0 $a Brokers.
650  0 $a Swaps (Finance)
650  0 $a Investments.
650  0 $a Whistle blowing.
650  0 $a Corporate internal investigations.
700 1  $a Landa, Leor, $e chair.
710 2  $a Practising Law Institute, $e sponsoring body.
830  0 $a Corporate law and practice course handbook series ; $v no. B-2350.
941    $a 1
952    $l OVUX522 $d 20190314025229.0
956    $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=E2FF75E6FAD211E7A45C351A97128E48