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05235aam a2200601 i 4500 001 5DB84A84DCB911EC8436229451ECA4DB 003 SILO 005 20220526010039 008 210907t20222022sz a b 001 0 eng d 020 $a 9783030887155 020 $a 3030887154 020 $a 9783030887148 020 $a 3030887146 035 $a (OCoLC)1267386308 040 $a YDX $b eng $c YDX $d LEATE $d OCLCO $d OCLCF $d OCLCO $d GUL $d OCLCO $d OCLCQ $d OHX $d SILO 043 $a e-ie--- $a u-at--- $a e-ie--- 050 4 $a K1066 $b .M34 2022 100 1 $a McGrath, Joe $c (Law teacher), $e author. 245 10 $a New accountability in financial services : $b changing individual behaviour and culture / $c Joe McGrath, Ciaran Walker. 264 1 $a Cham, Switzerland : $b Palgrave Macmillan, $c 2022. 300 $a xiii, 222 pages : $b illustrations ; $c 25 cm 490 1 $a Palgrave socio-legal studies 504 $a Includes bibliographical references and index. 505 2 $a CHAPTER 1: CHANGING INDIVIDUAL BEHAVIOUR AND CULTURE -- AN INTRODUCTION AND OVERVIEW -- OVERIEW OF NEW ACCOUNTABILITY -- CONTRIBUTION TO EXISTING RESEARCH IN THIS AREA -- THE STRUCTURE OF THIS MONOGRAPH -- CHAPTER 2: 'RESPONSIVELY' REGULATING THE FINANCIAL SERVICES SECTOR: AN EVOLVING ARCHITECTURE -- INTRODUCTION: THEORY AND PRACTICE -- AN EVOLVING REGULATORY THEORY -- IMPLEMENTATION IN PRACTICE: FROM "LIGHT TOUCH" TO INTRUSIVE REGULATION GENERATING CULTURAL CHANGE -- CONCLUSION: ATROPHY OR THE POTENTIAL TO FLEX A NEW MUSCLE? -- CHAPTER 3: THE SYSTEMIC PROBLEM OF UNETHICAL BEHAVIOURS IN FINANCIAL SERVICES -- INTRODUCTION -- THE SCALE OF UNETHICAL BEHAVIOURS IN THE FINANCIAL SERVICES SECTOR -- CAUSAL FACTORS -- CONCLUSION -- CHAPTER 4: GENERATING CULTURES OF COMPLIANCE: THE LIMITS OF THE "BIG STICK" -- INTRODUCTION -- POLITICISATION: BANKERS AS THIEVES, CROOKS, AND TERRORISTS -- WEAPONISING THE LAW -- ACTING OUT, TOOLING UP, BUT SANCTIONS ARE NO SILVER BULLET -- EARLY ATTEMPTS AT INDIVIDUAL ACCOUNTABILITY: THE FIT AND PROPER TEST -- THE PROBLEMS WITH PUNISHMENT -- CONCLUSION -- CHAPTER 5: THE NEW INDIVIDUAL ACCOUNTABILITY REGIMES (IARS) -- INTRODUCTION -- OVERVIEW OF THE NEW IARS -- ARE THE NEW IARS LIKELY TO SUCCEED IN IMPROVING BEHAVIOURS IN THE FINANCIAL SERVICES INDUSTRY? -- CONCLUSION -- CHAPTER 6: PROFESSIONALISING BANKING -- A TRAJECTORY TOWARDS THE INTERNALISATION OF NORMS -- INTRODUCTION -- WHAT IS A PROFESSION? -- A "TRAJECTORY TOWARDS PROFESSIONALISATION" -- PROPELLING BANKING FURTHER ALONG THE TRAJECTORY TO PROFESSIONALISATION -- CONCLUSION -- CHAPTER 7: NEW ACCOUNTABILITY IN FINANCIAL SERVICES -- CONCLUDING THOUGHTS -- INDEX. 520 $a "This book is a critical examination of recently introduced individual accountability regimes that apply to the financial services industry in the UK (SMCR) and Australia (BEAR and the forthcoming FAR), together with a forthcoming new individual accountability regime (in particular, SEAR) in Ireland. It provides a framework for analysing whether these regimes will achieve behavioural change in the financial services industry. This book argues that, whilst sanctioning individuals to deter future misconduct is an important part of any successful regulatory strategy, the focus should be on ensuring that individuals in the financial services industry internalise the norms of behaviour expected under the new regimes. In this regard, the analysis in this book is informed by criminological theory, regulatory theory and behavioural science. The work also argues for a trajectory towards professionalisation of financial services, and banking in particular, as an important means of positively influencing industry-wide norms of behaviour, which have a key influence on firms and individuals behaviours."-- $c Back Cover 650 0 $a Banking law. 650 0 $a Financial services industry $x Law and legislation $z Great Britain. 650 0 $a Financial services industry $x Law and legislation $z Australia. 650 0 $a Financial services industry $x Law and legislation $z Ireland. 650 0 $a Law and the social sciences. 650 0 $a White collar crimes. 650 0 $a Criminal law. 650 0 $a Criminal behavior. 650 0 $a Criminology. 650 0 $a Financial services industry. 650 2 $a Criminology 650 6 $a Droit et sciences sociales. 650 6 $a Crimes en col blanc. 650 6 $a Criminologie. 650 6 $a Services financiers. 650 7 $a criminology. $2 aat 650 7 $a Criminal behavior. $2 fast $0 (OCoLC)fst00883170 650 7 $a Criminal law. $2 fast $0 (OCoLC)fst00883328 650 7 $a Criminology. $2 fast $0 (OCoLC)fst00883566 650 7 $a Financial services industry. $2 fast $0 (OCoLC)fst00924738 650 7 $a Law and the social sciences. $2 fast $0 (OCoLC)fst00993926 650 7 $a White collar crimes. $2 fast $0 (OCoLC)fst01174622 700 1 $a Walker, Ciaran, $e author. 776 08 $i Online version: $a McGrath, Joe (Law teacher). $t New accountability in financial services. $d Cham, Switzerland : Palgrave Macmillan, 2022 $z 9783030887155 $w (OCoLC)1292738559 830 0 $a Palgrave Macmillan socio-legal studies. 941 $a 1 952 $l OVUX522 $d 20231019011920.0 956 $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=5DB84A84DCB911EC8436229451ECA4DBInitiate Another SILO Locator Search