"Ord #2774."--Spine Prepared for distribution at the program of the same name held June 2004. Includes bibliographical references.
Contents:
The ERISA fiduciary self-audit-the first step to limiting ERISA liability exposure and developing best practice standards / Howard Pianko QPAM exemption- "Affiliation standards / Richard A. Gilbert -- Proposed amendments to the securities lending exemptions / Alan S. Wilmit, Steven W. Rabitz -- Selected ERISA issues affecting broker-dealers / David M. Cohen, Alan S. Wilmit -- ESOPs and S-corporations / Charles R. Smith, Sonia A. Chung -- New techniques, special features and enhanced incentives in utilizing ESOPs / Susan P. Serota -- The department of labor's proposed amendment to prohibited transaction class exemption 75-1 / A. Richard Susko, Pamela A. Nadler, Erin M. Randolph -- Rough seas ahead? charting a safe course for company stock plan fiduciaries / Kelly Q. Driscoll -- Survey of certain recent cases involving allegations of fiduciary breaches regarding the investment of employer stock / Andrew L. Oringer -- Employer stock cases / Ted Scallet, Anna A. Driggs -- Implementing a global asset allocation strategy: from perspective of the broken-dealer / Bronislaw E. Grala -- CFTC checklist for implementing global asset allocation strategies / Maureen A. Donley-Hoopes, Amy O'Quinn -- Fiduciary litigation under ERISA / Robert N. Eccles -- The ERISA fiduciary self-audit-the first step to limiting ERISA liability exposure and developing best practice standards / Howard Pianko
Series:
Tax law and estate planning series Tax law and practice course handbook series. no. J-615
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