"#58730."--Spine "Prepared for distribution at the Securities Products of Insurance Companies in the Course of Regulatory Reform 2015 Program, New York City, January 21, 2015."--Page 5 Index begins with letter B and is erratic. Includes bibliographical references and Index.
Contents:
Questions and Answers on Money Market Fund Final Reforms (November 25, 2014) / Joan O Swirsky Of Counsel, Stradley Ronon Stevens & Young LLP Background Information: A Primer on Insurance Products as Securities / Jeffrey S Puretz Dechert LLP -- In the Matter of AXA Equitable Life Insurance Company, Respondent / Ralph D Spaulding Hinman Straub PC -- Managed Volatility / Ralph D Spaulding Hinman Straub PC -- Cuomo Administration Announces AXA to Pay DFS $20 Million Fine Over Insurance Violations for Retirement Product: Tens of Thousands of Policies Changed for New Yorkers Potentially Limiting Returns without Adequate Notice to DFS / Ralph D Spaulding Hinman Straub PC -- Volatility Control: NYS Department of Financial Services Position / Ralph D Spaulding Hinman Straub PC -- Regulation of Variable Annuity and Variable Life Insurance Products under the Federal Securities Laws / Stephen E Roth Sutherland Asbill & Brennan LLP -- Pension Developments / Steven R Kronheim Financial Services, TIAA CREF Abigail Pancoast Lincoln Financial Group -- Insurance Bulletin 11 4 -- Bulletin 14 02 -- Securities Bulletin 11 S 1 -- We Need a Politician Like Carter Glass / Joan E Boros Counsel, Stradley Ronon Stevens & Young LLP -- Citations to Publications Regarding Suitability and Related Topics / James S Wrona Vice President and Associate General Counsel, FINRA -- Suitability Standards under State Insurance Laws and Regulations: A Worthy Network of Consumer Protection / Carl B Wilkerson Vice President and Chief Counsel, Securities and Litigation, American Council of Life Insurers -- A Digest of Reported FINRA Disciplinary Actions Involving Unsuitable Life Insurance, Annuity and Mutual Fund Transactions Between January 2013 and October 2014 / Carl B Wilkerson Vice President and Chief Counsel, Securities and Litigation, American Council of Life Insurers -- Questions and Answers on Money Market Fund Final Reforms (November 25, 2014) / Joan O Swirsky Of Counsel, Stradley Ronon Stevens & Young LLP
Series:
Commercial law and practice course handbook series ; number A979
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