"Ord #29438"--Spine ; "1921"--Spine. Prepared for distribution at the program of the same name held New York City, December 5, 2011; Chicago, December 12, 2011; San Francisco, December 15, 2011. Includes bibliographical references and index.
Contents:
Living with Regulation FD / Todd J. Russo Deputy General Counsel & Secretary, Buckeye Partners, L.P. -- U.S. Securities and Exchange Commission, Division of Corporation Finance: Filing Review Process / David T. Mittelman Reed Smith LLP -- U.S. Securities and Exchange Commission, Division of Corporation Finance: Overview of the Legal, Regulatory and Capital Markets Offices / David T. Mittelman Reed Smith LLP -- U.S. Securities and Exchange Commission, Division of Corporation Finance: Corporation Finance Request Form for Interpretive Advice and Other Assistance / David T. Mittelman Reed Smith LLP -- Selected Compliance & Disclosure Interpretations Related to Regulation S K / Todd J. Russo Deputy General Counsel & Secretary, Buckeye Partners, L.P. -- Recent Developments in Recent Developments Using "Flash" Numbers in Securities Offerings / Todd J. Russo Deputy General Counsel & Secretary, Buckeye Partners, L.P. -- Living with Regulation FD / Todd J. Russo Deputy General Counsel & Secretary, Buckeye Partners, L.P. -- Impact of the Repeal of Securities Act of 1933 Rule 436(g) Pursuant to the Dodd Frank Wall Street Reform and Consumer Protection Act / Abigail Arms Shearman & Sterling LLP -- "Fifth Analyst Calls" More Than Regulation FD Issues to Worry About / William L. Tolbert, Jr. Jenner & Block LLP -- Regulation FD and Investor Relations: Practical Issues / August J. Moretti Senior Vice President, CFO and General Counsel, Alexza Pharmaceuticals -- Perspectives on Board of Directors Meetings / Carl Krasik Reed Smith LLP -- Securities and Exchange Commission 17 CFR Part 243; Removal from Regulation FD of the Exemption for Credit Rating Agencies / Todd J. Russo Deputy General Counsel & Secretary, Buckeye Partners, L.P. -- Impact of the Repeal of Securities Act of 1933 Rule 436(g) Pursuant to the Dodd Frank Wall Street Reform and Consumer Protection Act / Todd J. Russo Deputy General Counsel & Secretary, Buckeye Partners, L.P. -- Dodd Frank Rules Affecting Investment Advisers: Fund Exemption and Reporting Requirements / Roman L. Weil Professor Emeritus, Chicago Booth School of Business, University of Chicago -- Securities and Exchange Commission 17 CFR Parts 211, 231, and 241: Commission Guidance on Presentation of Liquidity and Capital Resources Disclosures in Management's Discussion and Analysis / Todd J. Russo Deputy General Counsel & Secretary, Buckeye Partners, L.P. -- Insider Trading and SEC Rule 10b5 1(c) Trading Plans / Mary J. Mullany Ballard Spahr LLP -- Accounting Issues / Roman L. Weil Professor Emeritus, Chicago Booth School of Business, University of Chicago -- Dodd Frank Rules Affecting Investment Advisers: Fund Exemption and Reporting Requirements / Christopher L. Bruner Office Managing Partner, Ernst & Young LLP 2011 Accounting and Auditing Update / Mary J. Mullany Ballard Spahr LLP -- Insider Trading: Potential Pitfalls for Lawyers and Business Professionals in an Era of Aggressive SEC Enforcement / Joan E. McKown Jones Day -- SEC Actions Against Lawyers / W. Hardy Callcott Bingham McCutchen LLP -- Recent Trends and Patterns in the Enforcement of the Foreign Corrupt Practices Act / Philip Urofsky Shearman & Sterling LLP Paula Howell Anderson Shearman & Sterling LLP -- 2011 Accounting and Auditing Update / Christopher L. Bruner Office Managing Partner, Ernst & Young LLP
Series:
Corporate law and practice course handbook series ; no. B-1921
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