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05121aam a2200529 i 4500 001 9F68853AED2F11E78644BA0B97128E48 003 SILO 005 20171230010220 008 150129t20152015nyuacd b 101 0 eng d 020 $a 1402423675 020 $a 9781402423673 035 $a (OCoLC)900976759 040 $a CGQ $c CGQ $e rda $d PQD $d OCLCO $d UtOrBLW $d SILO 245 00 $a Securities products of insurance companies in the course of regulatory reform, 2015 / $c co-chairs, Joan E. Boros, Jeffrey S. Puretz. 246 1 $i Previous title: $a Understanding the securities products of insurance companies 264 1 $a New York, NY : $b Practising Law Institute, $c 2015. 300 $a 926 pages : $b illustrations, portraits, charts ; $c 23 cm. 490 1 $a Commercial law and practice course handbook series ; $v number A979 500 $a "#58730."--Spine 500 $a "Prepared for distribution at the Securities Products of Insurance Companies in the Course of Regulatory Reform 2015 Program, New York City, January 21, 2015."--Page 5 500 $a Index begins with letter B and is erratic. 504 $a Includes bibliographical references and Index. 505 00 $t Questions and Answers on Money Market Fund Final Reforms (November 25, 2014) / $r Joan O Swirsky Of Counsel, Stradley Ronon Stevens & Young LLP $t Background Information: A Primer on Insurance Products as Securities / $r Jeffrey S Puretz Dechert LLP -- $t In the Matter of AXA Equitable Life Insurance Company, Respondent / $r Ralph D Spaulding Hinman Straub PC -- $t Managed Volatility / $r Ralph D Spaulding Hinman Straub PC -- $t Cuomo Administration Announces AXA to Pay DFS $20 Million Fine Over Insurance Violations for Retirement Product: Tens of Thousands of Policies Changed for New Yorkers Potentially Limiting Returns without Adequate Notice to DFS / $r Ralph D Spaulding Hinman Straub PC -- $t Volatility Control: NYS Department of Financial Services Position / $r Ralph D Spaulding Hinman Straub PC -- $t Regulation of Variable Annuity and Variable Life Insurance Products under the Federal Securities Laws / $r Stephen E Roth Sutherland Asbill & Brennan LLP -- $t Pension Developments / $r Steven R Kronheim Financial Services, TIAA CREF Abigail Pancoast Lincoln Financial Group -- $t Insurance Bulletin 11 4 -- $t Bulletin 14 02 -- $t Securities Bulletin 11 S 1 -- $t We Need a Politician Like Carter Glass / $r Joan E Boros Counsel, Stradley Ronon Stevens & Young LLP -- $t Citations to Publications Regarding Suitability and Related Topics / $r James S Wrona Vice President and Associate General Counsel, FINRA -- $t Suitability Standards under State Insurance Laws and Regulations: A Worthy Network of Consumer Protection / $r Carl B Wilkerson Vice President and Chief Counsel, Securities and Litigation, American Council of Life Insurers -- $t A Digest of Reported FINRA Disciplinary Actions Involving Unsuitable Life Insurance, Annuity and Mutual Fund Transactions Between January 2013 and October 2014 / $r Carl B Wilkerson Vice President and Chief Counsel, Securities and Litigation, American Council of Life Insurers -- $t Questions and Answers on Money Market Fund Final Reforms (November 25, 2014) / $r Joan O Swirsky Of Counsel, Stradley Ronon Stevens & Young LLP 650 0 $a Insurance policies. $0 http://id.loc.gov/authorities/subjects/sh85067069 650 0 $a Annuities. $0 http://id.loc.gov/authorities/subjects/sh85005364 650 0 $a Mutual funds. $0 http://id.loc.gov/authorities/subjects/sh85067714 650 0 $a Variable annuities. $0 http://id.loc.gov/authorities/subjects/sh85142083 650 0 $a Variable life insurance policies. $0 http://id.loc.gov/authorities/subjects/sh85066984 650 0 $a Securities. $0 http://id.loc.gov/authorities/subjects/sh85119463 650 0 $a Pensions. $0 http://id.loc.gov/authorities/subjects/sh85099592 650 0 $a Life insurance $x Variable policies. 650 0 $a Disclosure of information. $0 http://id.loc.gov/authorities/subjects/sh90003174 650 0 $a Insurance companies. $0 http://id.loc.gov/authorities/subjects/sh85067049 610 20 $a Financial Industry Regulatory Authority $x Rules and practice. 610 10 $a United States. $b Securities and Exchange Commission $x Rules and practice. 650 0 $a Investment advisors. $0 http://id.loc.gov/authorities/subjects/sh85067705 650 0 $a Consumer protection. $0 http://id.loc.gov/authorities/subjects/sh85031486 650 0 $a Insurance $x Marketing. $0 http://id.loc.gov/authorities/subjects/sh2008123874 650 0 $a Insurance law $x States. 650 0 $a Money market. $0 http://id.loc.gov/authorities/subjects/sh85086803 700 1 $a Boros, Joan E., $e chair. $0 http://id.loc.gov/authorities/names/n95113525 700 1 $a Puretz, Jeffrey S., $e chair. $0 http://id.loc.gov/authorities/names/n95113526 710 2 $a Practising Law Institute, $e sponsoring body. $0 http://id.loc.gov/authorities/names/n78085422 830 0 $a Commercial law and practice course handbook series ; $v no. A-979. $0 http://id.loc.gov/authorities/names/n42007969 941 $a 1 952 $l OVUX522 $d 20171230015826.0 956 $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=9F68853AED2F11E78644BA0B97128E48Initiate Another SILO Locator Search