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05488aam a2200409 a 4500 001 12593FBCEA0B11E7B6F5700597128E48 003 SILO 005 20171226010227 008 111220t20112011nyuack b 001 0 eng 020 $a 1402416962 020 $a 9781402416965 035 $a (OCoLC)768833335 040 $a CGQ $c CGQ $d PQD $d IaU-L $d UtOrBLW $d SILO 043 $a n-us--- $0 http://id.loc.gov/vocabulary/geographicAreas/n-us 245 00 $a Hot issues in securities laws, 2011 : $b disclosure documents and trends / $c co-chairs, Abigail Arms [and others]. 246 10 $a Securities laws, 2011 : $b disclosure documents and trends 246 3 $a Disclosure documents and trends 264 1 $a New York, NY : $b Practising Law Institute, $c [2011] 300 $a 593 pages : $b illustrations, portraits, forms ; $c 23 cm. 490 1 $a Corporate law and practice course handbook series ; $v no. B-1921 500 $a "Ord #29438"--Spine ; "1921"--Spine. 500 $a Prepared for distribution at the program of the same name held New York City, December 5, 2011; Chicago, December 12, 2011; San Francisco, December 15, 2011. 504 $a Includes bibliographical references and index. 505 20 $t Living with Regulation FD / $r Todd J. Russo Deputy General Counsel & Secretary, Buckeye Partners, L.P. -- $t U.S. Securities and Exchange Commission, Division of Corporation Finance: Filing Review Process / $r David T. Mittelman Reed Smith LLP -- $t U.S. Securities and Exchange Commission, Division of Corporation Finance: Overview of the Legal, Regulatory and Capital Markets Offices / $r David T. Mittelman Reed Smith LLP -- $t U.S. Securities and Exchange Commission, Division of Corporation Finance: Corporation Finance Request Form for Interpretive Advice and Other Assistance / $r David T. Mittelman Reed Smith LLP -- $t Selected Compliance & Disclosure Interpretations Related to Regulation S K / $r Todd J. Russo Deputy General Counsel & Secretary, Buckeye Partners, L.P. -- $t Recent Developments in Recent Developments Using "Flash" Numbers in Securities Offerings / $r Todd J. Russo Deputy General Counsel & Secretary, Buckeye Partners, L.P. -- $t Living with Regulation FD / 505 20 $r Todd J. Russo Deputy General Counsel & Secretary, Buckeye Partners, L.P. -- $t Impact of the Repeal of Securities Act of 1933 Rule 436(g) Pursuant to the Dodd Frank Wall Street Reform and Consumer Protection Act / $r Abigail Arms Shearman & Sterling LLP -- $t "Fifth Analyst Calls" More Than Regulation FD Issues to Worry About / $r William L. Tolbert, Jr. Jenner & Block LLP -- $t Regulation FD and Investor Relations: Practical Issues / $r August J. Moretti Senior Vice President, CFO and General Counsel, Alexza Pharmaceuticals -- $t Perspectives on Board of Directors Meetings / $r Carl Krasik Reed Smith LLP -- $t Securities and Exchange Commission 17 CFR Part 243; Removal from Regulation FD of the Exemption for Credit Rating Agencies / $r Todd J. Russo Deputy General Counsel & Secretary, Buckeye Partners, L.P. -- $t Impact of the Repeal of Securities Act of 1933 Rule 436(g) Pursuant to the Dodd Frank Wall Street Reform and Consumer Protection Act / $r Todd J. Russo Deputy General Counsel & Secretary, Buckeye Partners, L.P. -- 505 20 $t Dodd Frank Rules Affecting Investment Advisers: Fund Exemption and Reporting Requirements / $r Roman L. Weil Professor Emeritus, Chicago Booth School of Business, University of Chicago -- $t Securities and Exchange Commission 17 CFR Parts 211, 231, and 241: Commission Guidance on Presentation of Liquidity and Capital Resources Disclosures in Management's Discussion and Analysis / $r Todd J. Russo Deputy General Counsel & Secretary, Buckeye Partners, L.P. -- $t Insider Trading and SEC Rule 10b5 1(c) Trading Plans / $r Mary J. Mullany Ballard Spahr LLP -- $t Accounting Issues / $r Roman L. Weil Professor Emeritus, Chicago Booth School of Business, University of Chicago -- $t Dodd Frank Rules Affecting Investment Advisers: Fund Exemption and Reporting Requirements / 505 20 $r Christopher L. Bruner Office Managing Partner, Ernst & Young LLP $t 2011 Accounting and Auditing Update / $r Mary J. Mullany Ballard Spahr LLP -- $t Insider Trading: Potential Pitfalls for Lawyers and Business Professionals in an Era of Aggressive SEC Enforcement / $r Joan E. McKown Jones Day -- $t SEC Actions Against Lawyers / $r W. Hardy Callcott Bingham McCutchen LLP -- $t Recent Trends and Patterns in the Enforcement of the Foreign Corrupt Practices Act / $r Philip Urofsky Shearman & Sterling LLP Paula Howell Anderson Shearman & Sterling LLP -- $t 2011 Accounting and Auditing Update / $r Christopher L. Bruner Office Managing Partner, Ernst & Young LLP 650 0 $a Disclosure of information $x Law and legislation $z United States. $0 http://id.loc.gov/authorities/subjects/sh2008102043 650 0 $a Securities $z United States. $0 http://id.loc.gov/authorities/subjects/sh2010111900 610 10 $a United States. $b Securities and Exchange Commission $x Rules and practice. 610 10 $a United States. $b Division of Corporation Finance $b Division of Corporation Finance $x Rules and practice. 700 1 $a Arms, Abigail. $0 http://id.loc.gov/authorities/names/no2011010505 710 2 $a Practising Law Institute. $0 http://id.loc.gov/authorities/names/n78085422 830 0 $a Corporate law and practice course handbook series ; $v no. B-1921. $0 http://id.loc.gov/authorities/names/n42008339 941 $a 1 952 $l OVUX522 $d 20171226022456.0 956 $a http://locator.silo.lib.ia.us/search.cgi?index_0=id&term_0=12593FBCEA0B11E7B6F5700597128E48Initiate Another SILO Locator Search