"Ord #23224."--Spine "Prepared for distribution at the Global capital markets & The U.S. Securities Laws 2010: Strategies For The Changing Regulatory Environment Program, New York City, April 28, 2010."--P. 5 Includes bibliographical references and index.
Contents:
ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE Submitted by: Nicolas Grabar Cleary Gottlieb Steen & Hamilton LLP FINANCIAL STATEMENT REQUIREMENTS IN US SECURITIES OFFERINGS: WHAT NON US ISSUERS NEED TO KNOW 2010 UPDATE Alexander F. Cohen Kirk A. Davenport Joel H. Trotter Latham & Watkins LLP Melanie F. Dolan KPMG LLP -- MATERIALS SUBMITTED BY NICOLAS GRABAR, CLEARY GOTTLIEB STEEN & HAMILTON LLP A. Cleary Gottlieb Alert Memo Sec Addresses Global Convergence of Accounting Standards B. Commission Statement in Support of Convergence and Global Accounting Standards 1. Appendix: Work Plan for the Consideration of Incorporating International Financial Reporting Standards into the Financial Reporting System for U -- MATERIALS SUBMITTED BY MARGARET E. TAHYAR, DAVIS POLK & WARDWELL A B. Davis Polk Client Memorandum: SEC Issues Concept Release on Equity Market Structure, January 19, 2010 C. Davis Polk Client Memorandum: SEC Enforcement Division Releases Detailed Information Regarding Cooperation Initiatives, February 8, 2010 D. Davis Polk Client Memorandum: SEC Removes Roadblocks to Use of Non GAAP Measures in Filings, January 28, 2010 -- MATERIALS SUBMITTED BY NICOLAS GRABAR, CLEARY GOTTLIEB STEEN & HAMILTON LLP A. Cleary Gottlieb Alert Memo Regulation of Credit Rating Agencies: Comparison of Current and Pending US and EU Rules, August 24, 2009 B. Clifford Chance Client Briefing: Differing Approaches to Pre Sounding Across the Atlantic, November 2009 -- MATERIALS SUBMITTED BY CARLOS M A. Clifford Chance Client Briefing: Review of the Combined Code and Draft Revised UK Corporate Governance Code, December 2009 B. Clifford Chance Client Briefing: The Walker Review of Corporate Governance, November 2009 -- MATERIALS SUBMITTED BY NICOLAS GRABAR, CLEARY GOTTLIEB STEEN & HAMILTON LLP A. A Review of Corporate Governance in UK Banks and Other Financial Industry Entities Final Recommendations, 26 November 2009 B. Cleary Gottlieb Alert Memo Financial Stability Board Releases Implementation Standards for its Principles for Sound Compensation Practices, October 1, 2009 FSB Principles for Sound Compensation Practices Implementation Standards, September 25, 2009 Financial Stability Forum: FSF Principles for Sound Compensation Practices, 2 April 2009 HM Treasury: British Banks to Lead the Way on G20 Bonus Reforms -- ALTERNATIVE INVESTMENT REGULATION IN THE EUROPEAN UNION Ugo Bassi European Commission -- BOOK ENTRY DEPOSIT PROCEDURES FOR CERTAIN OFFERINGS BY NON U.S. ISSUERS UNDER SECTION 3(c)(7) OF THE INVESTMENT COMPANY ACT Alina Fulop Nora M. Jordan Danforth Townley Davis Polk & Wardwell Robin M. Bergen Jeffrey D. Karpf Richard S. Lincer Cleary Gottlieb Steen & Hamilton LLP Nathan J. Greene Paul S. Schreiber Shearman & Sterling Brian M. Kaplowitz John A. MacKinnon Jonathan B. Miller Sidley Austin LLP John E. Baumgardner, Jr. John T. Bostelman Sullivan & Cromwell LLP Barry Barbash Margery K. Neale Willkie Farr & Gallagher LLP -- MATERIALS SUBMITTED BY JOHN E. BAUMGARDNER, JR A. Proposed Legislation Would Require Registration of Investment Advisers to Private Investment Funds: Registration Under the Investment Advisers Act of 1940 Would be Required for Advisers to Hedge Funds and Other Private Investment Funds with Over $25,000,000 in Assets Under Management, August 12, 2009 B. Registered Adviser Custody Rules: SEC Adopts Final Rules and Issues Guidance to Safeguard the Custody of Client Assets by Investment Advisers, January 15, 2010 C. U.S. House of Representatives Passes Comprehensive OTC Derivatives Legislation: House of Representatives Passes in H , the Wall Street Reform and Consumer Protection Act of 2009, Which Includes Compromise OTC Derivatives Legislation from the House Agriculture Committee and the House Financial Services Committee, December 14, 2009 -- MATERIALS SUBMITTED BY NORA M. JORDAN, DAVIS POLK & WARDWELL A Issue of Investment Management Regulatory Update B. Davis Polk Client Memorandum: President Obama Proposes Size and Activities Limits for Financial Institutions, January 25, 2010 C Issue of Investment Management Regulatory Update D Issue of Investment Management Regulatory Update A Summary of Current Investment Management Regulatory Developments E. Davis Polk Client Newsflash: SEC v. Cuban: A New Decision Casts Doubt on a Key SEC Position on Insider Trading, July 20, 2009 F Issue of Investment Management Regulatory Update G Issue of Investment Management Regulatory Update H. Summary of the Restoring American Financial Stability Act of 2009, Introduced by Senator Christopher Dodd (D CT) [November 10, 2009 Discussion Draft], November 13, 2009 I. Summary of the Wall Street Reform and Consumer Protection Act Passed by the House of Representatives, December 11, 2009 -- MATERIALS SUBMITTED BY NICOLAS GRABAR, CLEARY GOTTLIEB STEEN & HAMILTON LLP A. Proposal for a Directive of the European Parliament and of the Council on Alternative Investment Fund Managers and Amending Directives 2003/41/EC and 2009/65/EC B. Cleary Gottlieb Alert Memo European Commission Proposes New Regulatory System for Hedge Funds and Private Equity Funds, May 12, 2009 -- MATERIALS SUBMITTED BY ETHIOPIS TAFARA, U.S. SECURITIES AND EXCHANGE COMMISSION A. Proposal for a Directive of the European Parliament and of the Council on Alternative Investment Fund Managers and Amending Directives 2004/39/EC and 2009/ B. Draft Report on the Proposal for a Directive of the European Parliament and of the Council on Alternative Investment Fund Managers and Amending Directives 2004/39/EC and 2009/ C. Assessing Possible Sources of Systemic Risk from Hedge Funds: A Report on the Findings of the Hedge Fund as Counterparty Survey and Hedge Fund Survey, February 2010 D. Speech by SEC Staff: Regulating Hedge Funds and Other Private Investment Pools, February 19, 2010 -- MATERIALS SUBMITTED BY ETHIOPIS TAFARA, U.S. SECURITIES AND EXCHANGE COMMISSION A. Securities and Exchange Commission vs. Halliburton Company and KBR, Inc. Complaint [Civil Action No B. U.S. Securities and Exchange Commission v. AGCO Corporation, Complaint [Case: 1:09 cv 01865] C Million to Settle SEC Charges of FCPA Violations -- MATERIALS SUBMITTED BY NICOLAS GRABAR, CLEARY GOTTLIEB STEEN & HAMILTON LLP A. Robert Morrison v. National Australia Bank LTD., Homeside Lending Inc., Frank Cicutto, Hugh Harris, Kevin Race and W. Blake Wilson: Brief of Amici Curiae the Securities Industry and Financial Markets Association, the Association for Financial Markets in Europe, the Chamber of Commerce of the United States of America, the United States Council for International Business, the Association Fran aise Des Entreprises Priv es, and GC100 in Support of Respondents B. Robert Morrison v. National Australia Bank LTD: Brief for the United States as Amicus Curiae Supporting Respondents -- MULTI JURISDICTIONAL RIGHTS OFFERINGS BY NON U Submitted by: Nicolas Grabar Cleary Gottlieb Steen & Hamilton LLP17 Mike Lubrano Cartica Capital -- ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE Submitted by: Nicolas Grabar Cleary Gottlieb Steen & Hamilton LLP
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