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Title:
Advanced corporate compliance workshop, 2003 / co-chairs, Carole L. Basri, Commissioner Michael E. Horowitz.
Publisher:
Practising Law Institute,
Copyright Date:
c2003
Description:
1360 : ill. ; 23 cm.
Subject:
United States.--Securities and Exchange Commission--Rules and practice.
United States.--Sarbanes-Oxley Act of 2002.
United States.--Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001.
Corporation law--Criminal provisions.
Tort liability of corporations.
Antitrust law.
Privacy, Right of.
Corporate governance.
Corporations--Corrupt practices.
International business enterprises--Personnel management.
Disclosure of information--Criminal provisions.
Insider trading in securities
Terrorism.
Confidential communications.
Other Authors:
Basri, Carole L.
Horowitz, Michael E.
Practising Law Institute.
Notes:
"B0-01LS."--Spine Prepared for distribution at the program of the same name held July 2003. Includes bibliographical references.
Contents:
The NYSE report: analyzing its impact on corporate compliance programs / Rebecca S. Walker, Skadden, Arps, Slate, Meagher & Flom LLP Corporation Fundamentals of organizational compliance / Paula J. Desio, Deputy General Counsel, United States Sentencing Commission -- Organizational sentencing guidelines-bibliography / submitted by Paula J. Desio, Deputy General Counsel United States sentencing commission -- United States sentencing commission guidelines manual: chapter eight-sentencing of organizations -- Advisory group on organizational guidelines to the United States sentencing commission / submitted by Paula J. Desio, Deputy General Counsel United States Sentencing Commission -- Developments at the United States Sentencing commission / Paula J. Desio, Deputy General Counsel, United States Sentencing Commission / Paula J. Desio, Deputy General Counsel United States Sentencing Commission -- United States Department of Justice Memorandum regarding Federal prosecution of business organizations (January 20, 2003) / submitted by Philip Urofsky, Senior Trial Attorney, Fraud Section, Criminal Division, U.S. Department of Justice -- Refining compliance program standards: New compliance targets and methods / Richard S. Gruner, Whittier Law School -- Corporate compliance under the Sarbanes-Oxley Act of 2002: requirements and practical considerations / Jordan Eth, Russell J. Wood, Morrison & Foerster LLP -- Weighing Sarbanes-Oxley: changes appear to be profound / Rebecca S. Walker, Skadden, Arps, Slate, Meagher & Flom LLP -- Codes and Waivers: approaching the uncertain / Rebecca S. Walker, Skadden, Arps, Slate, Meagher & Flom LLP -- The Sarbanes-Oxley Act of 2002 and SEC rulemaking / submitted by Paul H. Dawes, John J. Huber, Thomas J. Kim, Catherine E. Groves, Latham & Watkins LLP -- "Noisy Withdrawal"-Does Sarbanes-Oxley still require hard choices for Attorneys? / Eric Landau, Shawn Harpen, McDermott, Will & Emery -- Lessons from Sarbanes-Oxley: the importance of "Independence" in internal corporate investigations / Alfred J. Lechner, Jr., Christine M. Lipsky, Morgan, Lewis & Bockius LLP -- How the SEC will credit compliance programs in enforcement decisions / Dana H. Freyer, Rebecca S. Walker, Skadden, Arps, Slate, Meagher & Flom LLP -- Report of investigation pursuant to Section 21(a) of the Securities Exchange Act of 1934 and commission statement on the relationship of cooperation to agency enforcement decisions (exchange Act release No. 44969, October 23, 2001) -- The NYSE report: analyzing its impact on corporate compliance programs / Rebecca S. Walker, Skadden, Arps, Slate, Meagher & Flom LLP Corporation
Series:
Corporate law and practice course handbook series. no. B-1378
ISBN:
9781402403224
1402403224
OCLC:
(OCoLC)52689096
Locations:
OVUX522 -- University of Iowa Libraries (Iowa City)
N5UX522 -- University of Iowa Law Library (Iowa City)

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