Corporate counsel forum 2004 : what you need to know about corporate liability & government enforcement after Sarbanes-Oxley / co-chairs, the Honorable Michael E. Horowitz, Leonard Orland.
Prepared for distribution at the Corporate counsel forum ... held April 2004. "Ord# 3047"--Spine. Includes bibliographical references.
Contents:
Report of investigation pursuant to section 21(a) of the Securities Exchange Act of 1934 and Commission statement on the relationship of. Winthrop M. Swenson -- United States v. Arthur Andersen, indictment / Leonard Orland -- United States v. Skilling, superseding indictment -- United States v. Fastow, Plea agreement -- United States v. Duncan, cooperation agreement -- United States v. Ebbers, indictment -- United States v. Youngdahl, sealed indictment -- United States v. Scrushy, indictment -- United States v. Stewart, opinion -- United States v. Metcalf & Eddy, Inc., consent and undertaking of Metcalf & Eddy, Inc / Philip Urofsky -- New York v. Canary Capital Partners, complaint -- SEC v. WorldCom, Inc., complaint -- SEC v. Sullivan, litigation release no. 18605; complaint -- SEC v. Skilling, first amended complaint -- SEC v. Stewart, complaint -- NASD Department of Enforcement v. Quattrone, hearing panel decision -- Sarbanes-Oxley Act of 2002 -- Securities and Exchange Commission, implementation of standards of professional conduct for attorneys; final rule and proposed rule, 68 Fed. Reg. 6296 (2003) (to be codified at 17 C.F.R. parts 205,240, and 249) -- ABA model rule of professional conduct rule 1.13: organization as client -- ABA model rule of professional conduct rule 1.6: confidentiality of information -- The Sarbanes-Oxley Act of 2002: a brief summary of the new professional responsibility obligations for securities attorneys, new criminal provisions, and reforms to the sentencing guidelines / James K. Robinson, Scott T. Lashway -- Principles of federal prosecution of business organizations (January 20, 2003) / Larry D. Thompson -- Principles of federal prosecution, United States Attorney's Manual -- Interview with United States Attorney James B. Comey regarding Department of Justice's policy on requesting corporations under criminal investigation to waive the attorney client privilege and work product protection / Philip Urofsky -- Merrill Lynch & Co., Inc., letter agreement with Department of Justice -- Opinion-white collar crime: management can matter / Leonard Orland -- An overview of the United States Sentencing Commission and the organizational guidelines / Paula J. Desio -- Fundamentals of organizational compliance / Paula J. Desio -- United States Sentencing Commission Guidelines Manual, Chapter 8- Sentencing of organizations -- The new sentencing guidelines for corporate crime / James K. Robinson, Scott T. Lashway -- Report of the ad hoc advisory group on the organizational sentencing guidelines (October 7, 2003) -- Proposed amendments to the sentencing guidelines proposal no. 2, "Effective compliance programs in chapter 8" -- Overview of proposed changes to the definition of an "effective" compliance program / Winthrop M. Swenson -- Report of investigation pursuant to section 21(a) of the Securities Exchange Act of 1934 and Commission statement on the relationship of.
Series:
Corporate law and practice course handbook series ; no. B-1421
This resource is supported by the Institute of Museum and Library Services under the provisions of the Library Services and Technology Act as administered by State Library of Iowa.