"Prepared for distribution at the Hedge Fund Management 2018 Program, New York City, September 16, 2018"--Page 5. "#218999"--Back cover. Includes bibliographical references and index.
Contents:
Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (March 30, 2018) / Leor Landa Davis Polk & Wardwell LLP Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (October 31, 2017) / Leor Landa Davis Polk & Wardwell LLP -- Davis Polk & Wardwell LLP, Client Memorandum, SEC Issues Three No Action Letters to Facilitate Cross Border Implementation of MiFID II s Research Provisions (November 6, 2017) / Leor Landa Davis Polk & Wardwell LLP -- Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (November 28, 2017) / Leor Landa Davis Polk & Wardwell LLP -- Dalia Blass, Director, Division of Investment Management, U.S. Securities and Exchange Commission, Speech, Keynote Address Before the ICI Securities Law Developments Conference (December 7, 2017) / Leor Landa Davis Polk & Wardwell LLP -- Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (December 21, 2017) / Leor Landa Davis Polk & Wardwell LLP -- Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (January 30, 2018) / Leor Landa Davis Polk & Wardwell LLP -- Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (February 28, 2018) / Leor Landa Davis Polk & Wardwell LLP -- Davis Polk & Wardwell LLP, Client Memorandum, SEC Announces Self Reporting Initiative for Rule 12b 1 Fee Disclosures (March 15, 2018) / Leor Landa Davis Polk & Wardwell LLP -- Dalia Blass, Director, Division of Investment Management, U.S. Securities and Exchange Commission, Speech, Keynote Address Before the ICI 2018 Mutual Funds and Investment Management Conference (March 19, 2018) / Leor Landa Davis Polk & Wardwell LLP -- Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (March 30, 2018) / Leor Landa Davis Polk & Wardwell LLP Official Journal of the European Union, Select GDPR Articles (April 5, 2016) Jon Frankel Zwillgen PLLC -- Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (April 30, 2018) / Leor Landa Davis Polk & Wardwell LLP -- Dalia Blass, Director, Division of Investment Management, U.S. Securities and Exchange Commission, Speech, Remarks at the PLI Investment Management Institute 2018 (April 30, 2018) / Leor Landa Davis Polk & Wardwell LLP -- Davis Polk & Wardwell LLP, Client Memorandum, SEC Proposes Enhanced Standards for Advice to Retail Investors (May 7, 2018) / Leor Landa Davis Polk & Wardwell LLP -- Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (May 31, 2018) / Leor Landa Davis Polk & Wardwell LLP -- Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (June 28, 2018) / Leor Landa Davis Polk & Wardwell LLP -- Davis Polk & Wardwell LLP, Client Newsflash, SEC Proposes New ETF Rule (June 29, 2018) / Leor Landa Davis Polk & Wardwell LLP -- Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (July 31, 2018) / Leor Landa Davis Polk & Wardwell LLP -- U.S. Securities and Exchange Commission, Office of the Compliance Inspections and Examinations, National Exam Program Risk Alert, Compliance Issues Related to Best Execution by Investment Advisers (July 11, 2018) / Leor Landa Davis Polk & Wardwell LLP -- Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (August 30, 2018) / Leor Landa Davis Polk & Wardwell LLP -- U.S. Securities and Exchange Commission, Office of Compliance Inspections and Examinations, 2018 National Exam Program Examination Priorities (2018) / Leor Landa Davis Polk & Wardwell LLP -- Walkers Global, Cayman Islands, Investment Funds (August 2018) / Caroline Williams Walkers -- Walkers Global, Cayman Islands, Regulation of Funds in the Cayman Islands (August 2018) / Caroline Williams Walkers -- Maples and Calder, Hedge Fund Trends 2010 2017 / P draig Brosnan Maples and Calder -- Maples and Calder, Irish Funds Trends 2013 2017 / P draig Brosnan Maples and Calder -- Complaint, Ryan Coffey v. Ripple Labs, Inc. et al., CGC 18 566271 (Cal. 2018) -- U.S. Securities and Exchange Commission, Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934: The DAO, Release No. 81207 (July 25, 2017) -- U.S. Securities and Exchange Commission, Staff Letter: Engaging on Fund Innovation and Cryptocurrency Related Holdings (January 18, 2018) / Gregory S. Rowland Davis Polk & Wardwell -- Memorandum & Order, In re: CFTC v. McDonnell and Cabbagetech, Corp. d/b/a Coin Drop Markets, 18 CV 361 (E.D.N.Y. 2018) / Gregory S. Rowland Davis Polk & Wardwell -- U.S. Securities and Exchange Commission, Divisions of Enforcement and Trading and Markets, Public Statement on Potentially Unlawful Online Platforms for Trading Digital Assets (March 7, 2018) / Gregory S. Rowland Davis Polk & Wardwell -- NFA Rulebook, 9073 Disclosure Requirements for NFA Members Engaging in Virtual Currency Activities (May 17, 2018) / Gregory S. Rowland Davis Polk & Wardwell -- William Hinman, Director, Division of Corporation Finance, U.S. Securities and Exchange Commission, Speech, Remarks at the Yahoo Finance All Markets Summit: Crypto, Digital Asset Transactions: When Howey Met Gary (Plastic) (June 14, 2018) / Gregory S. Rowland Davis Polk & Wardwell -- U.S. Securities and Exchange Commission, Self Regulatory Organizations; Bats BZX Exchange, Inc.; Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to List and Trade Shares of the Winklevoss Bitcoin Trust, Release No. 34 83723, File No. SR BatsBZX 2016 30 (July 26, 2018) -- Commissioner Hester M. Pierce, U.S. Securities and Exchange Commission, Public Statement on Dissent of Commissioner Hester M. Pierce to Release No. 34 83723; File No. SR BatsBZX 2016 30 (July 26, 2018) / Gregory S. Rowland Davis Polk & Wardwell -- U.S. Securities and Exchange Commission v. Dorozhko, Docket No. 08 0201 cv (2d Cir. 2008) -- Indictment, In re: United States v. Korchevsky, et. al., CR 15 381 (E.D.N.Y 2015) -- Order Granting Plaintiff s Motion for Preliminary Injunction, In re: HIQ Labs, Inc. v. LinkedIn Corporation, Case No. 17 cv 03301 EMC, Docket No. 23 (N.D. Cal. 2017) -- Memorandum Opinion, In re: Sandvig v. Sessions III, Civil Action No. 16 1368 (JDB) (D.D.C. 2018) -- Melissa Maalouf, Mason Weisz, Jon Frankel, Ken Dreifach, Kandi Parsons, Anna Hsia, Alexei Klestoff, Marci Rozen, Allison Bender, Michelle Anderson and Austin Mooney, Zwillgen PLLC, One Month Till GDPR! Seven Insights and Predictions, ZwillGen blog (April 25, 2018) / Jon Frankel Zwillgen PLLC -- California Consumer Privacy Act of 2018, Assembly Bill No. 375, Chapter 55 (June 28, 2018) -- Official Journal of the European Union, Select GDPR Articles (April 5, 2016)
Series:
Corporate law and practice course handbook series ; number B-2451
This resource is supported by the Institute of Museum and Library Services under the provisions of the Library Services and Technology Act as administered by State Library of Iowa.