The Locator -- [(subject = "Stock exchanges--Law and legislation--United States")]

69 records matched your query       


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Record 21
Securities Act of 1933 updated as of September 1994. Format: [microform] : Publisher: [Washington, D.C. : The Commission, Date: 1994?]   This title can be found in 1 Iowa libraries.
Record 22
A legislative history of the Market Reform Act of 1990, Pub. L. no. 101-432 : Congressional response to the stock market crash of October 1987 : documents 1-11 / Publisher: Buffalo, N.Y. : W.S. Hein, Date: 1994.   This title can be found in 1 Iowa libraries.
Record 23
Unlisted trading privileges : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session on H.R. 4535, a bill to amend the Securities Exchange Act of 1934 with respect to the extension of unlisted trading privileges for corporate securities, June 22, 1994. Publisher: Washington : U.S. G.P.O., Date: 1994.   This title can be found in 1 Iowa libraries.
Record 24
International securities markets, 1994 / Publisher: New York, N.Y. : Practising Law Institute, Date: [1994]   This title can be found in 1 Iowa libraries.
Record 25
Securities regulation : SEC's oversight of privately placed transactions among large investors : report to congressional requesters / Publisher: Washington, D.C. : The Office, Date: [1993]   This title can be found in 1 Iowa libraries.
Record 26
Securities markets : SEC actions needed to address market fragmentation issues : statement of James L. Bothwell, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, House of Representatives / Author: Bothwell, James L. Publisher: Washington, D.C. : The Office, Date: [1993]   This title can be found in 1 Iowa libraries.
Record 27
Amending the Securities Exchange Act of 1934 to permit members of national securities exchanges to effect certain transactions with respect to accounts for which such members exercise investment discretion : report (to accompany H.R. 616) (including cost estimate of the Congressional Budget Office). Publisher: [Washington, D.C.?] : [U.S. G.P.O.], Date: [1993]   This title can be found in 1 Iowa libraries.
Record 28
International securities markets, 1993 / Publisher: New York, N.Y. : Practising Law Institute, Date: [1993]   This title can be found in 1 Iowa libraries.
Record 29
Report on intermarket coordination : pursuant to Section 8 (a) of the Market Reform Act of 1990 / Publisher: Washington, D.C. : The Commission, Date: 1992.   This title can be found in 1 Iowa libraries.
Record 30
Managed accounts/section 11(a) : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, first session, May 14, 1991. Publisher: Washington : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Off., Date: 1991.   This title can be found in 1 Iowa libraries.
Record 31
Securities Exchange Act of 1934, as amended to July 1, 1991. Publisher: Washington, D.C. : U.S. Securities and Exchange Commission, Date: [1991]   This title can be found in 1 Iowa libraries.
Record 32
Securities Acts Amendments of 1990 : conference report (to accompany H.R. 1396). Publisher: [Washington, D.C.?] : [U.S. G.P.O.], Date: [1990]   This title can be found in 1 Iowa libraries.
Record 33
The Securities Law Enforcement Remedies Act of 1990 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 647. Publisher: Washington : U.S. G.P.O., Date: 1990.   This title can be found in 1 Iowa libraries.
Record 34
The Market Reform Act of 1990 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 648, together with additional views. Publisher: Washington : U.S. G.P.O., Date: 1990.   This title can be found in 1 Iowa libraries.
Record 35
The Securities Law Enforcement Remedies Act of 1989 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session on S. 647 ... February 1 and 8, 1990. Publisher: Washington : U.S. G.P.O., Date: 1990.   This title can be found in 1 Iowa libraries.
Record 36
Securities laws enforcement : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, first session, on H.R. 975 ... July 19, 1989. Publisher: Washington : U.S. G.P.O., Date: 1989.   This title can be found in 1 Iowa libraries.
Record 37
Intermarket Coordination Act of 1988 : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundredth Congress, second session on S. 2256 ... April 19 and May 11, 1988. Publisher: Washington : U.S. G.P.O., Date: 1988.   This title can be found in 1 Iowa libraries.
Record 38
Security and commodity dealers / Author: Rachleff, Mark. Publisher: Chicago, Ill. : Commerce Clearing House, Date: [1987-1994]   This title can be found in 1 Iowa libraries.
Record 39
Securities regulation : Securities and Exchange Commission oversight of self-regulation : report to the Chairman, Subcommittee on Telecommunications, Consumer Protections and Finance, Committee on Energy and Commerce, House of Representatives / Publisher: Washington, D.C. : The Office, Date: [1986]   This title can be found in 1 Iowa libraries.
Record 40
American Stock Exchange company guide. Publisher: [New York, N.Y.] : [American Stock Exchange], Date: [1983]-1992.   This title can be found in 1 Iowa libraries.

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