The Locator -- [(subject = "Securities industry--United States")]

144 records matched your query       


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Record 21
Margin call Format: [videorecording] / Publisher: Santa Monica, CA : Lions Gate Home Entertainment, Date: 2011.   This title can be found in 1 Iowa libraries.
Record 22
Financial Origami : How the Wall Street Model Broke / Author: Moynihan, Brendan, Publisher: Hoboken, New Jersey : Wiley, Date: [2011], ©2011.   This title can be found in 3 Iowa libraries.
Record 23
Margin call Format: [blu ray] Publisher: Santa Monica, Calif. : Lions Gate Home Entertainment, Date: [2011]   This title can be found in 1 Iowa libraries.
Record 24
Turmoil in the U.S. credit markets examining the regulation of investment banks by the U.S. Securities and Exchange Commission : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session ... Wednesday, May 7, 2008. Format: [electronic resource] : Publisher: Washington : U.S. G.P.O., Date: 2010.   This title can be found in 1 Iowa libraries.
Record 25
Too big to fail [the inside story of how Wall Street and Washington fought to save the financial system from crisis--and themselves] / Format: [CD audio] : Author: Sorkin, Andrew Ross. Publisher: [Ashland, OR] : Blackstone Audio, Inc., Date: p2009.   This title can be found in 1 Iowa libraries.
Record 26
The Wall Street primer : the players, deals, and mechanics of the U.S. securities market / Author: Pedersen, Jason A. Publisher: Westport, Conn. : Praeger, Date: 2009.   This title can be found in 2 Iowa libraries.
Record 27
Influenza pandemic key securities market participants are making progress, but agencies could do more to address potential internet congestion and encourage readiness : report to congressional requesters. Format: [electronic resource] : Publisher: [Washington, D.C.] : U.S. Govt. Accountability Office, Date: [2009]   This title can be found in 1 Iowa libraries.
Record 28
FINRA manual : official publication of the Financial Industry Regulatory Authority. Publisher: Chicago, IL : Published for FINRA by Wolters Kluwer Financial Services, Date: 2009-   This title can be found in 1 Iowa libraries.
Record 29
Regulation SHO recent actions appear to have initially reduced failures to deliver, but more industry guidance is needed : report to congressional requesters. Format: [electronic resource] : Publisher: [Washington, D.C.] : U.S. Govt. Accountability Office, Date: [2009]   This title can be found in 1 Iowa libraries.
Record 30
Liquidated : an ethnography of Wall Street / Author: Ho, Karen Zouwen, Publisher: Durham : Duke University Press, Date: 2009.   This title can be found in 5 Iowa libraries.
Record 31
Auction rate securities market a review of problems and potential resolutions : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Tenth Congress, second session, September 18, 2008. Format: [electronic resource] : Publisher: Washington : U.S. G.P.O., Date: 2008.   This title can be found in 1 Iowa libraries.
Record 32
Shaping the future. Format: [videorecording] / Publisher: Santa Monica, CA : Milken Institute, Date: c2008.   This title can be found in 1 Iowa libraries.
Record 33
Blue blood and mutiny : the fight for the soul of Morgan Stanley / Author: Beard, Patricia. Publisher: New York : William Morrow, Date: c2007.   This title can be found in 5 Iowa libraries.
Record 34
Financial market preparedness significant progress has been made, but pandemic planning and other challenges remain : report to congressional requesters. Format: [electronic resource] : Publisher: [Washington, D.C.] : U.S. Govt. Accountability Office, Date: [2007]   This title can be found in 1 Iowa libraries.
Record 35
Securities and Exchange Commission additional actions needed to ensure planned improvements address limitations in Enforcement Division operations : report to the Ranking Member, Committee on Finance, U.S. Senate. Format: [electronic resource] : Publisher: [Washington, D.C.] : U.S. Govt. Accountability Office, Date: [2007]   This title can be found in 1 Iowa libraries.
Record 36
Credit derivatives confirmation backlogs increased dealers' operational risks, but were successfully addressed after joint regulatory action : report to congressional requesters. Format: [electronic resource] : Publisher: [Washington, D.C.] : U.S. Govt. Accountability Office, Date: [2007]   This title can be found in 1 Iowa libraries.
Record 37
The ABCs of broker-dealer regulation 2007 / Publisher: New York : Practising Law Institute Date: [c2007]   This title can be found in 2 Iowa libraries.
Record 38
Wall Street versus America : a muckraking look at the thieves, fakers, and charlatans who are ripping you off / Author: Weiss, Gary Publisher: New York : Portfolio, Date: 2007.   This title can be found in 2 Iowa libraries.
Record 39
Anatomy of the bear : lessons from Wall Street's four great bottoms / Author: Napier, Russell. Publisher: Hampshire : Harriman House Pub, Date: 2007.   This title can be found in 1 Iowa libraries.
Record 40
Every man a speculator : a history of Wall Street in American life / Author: Fraser, Steve, Publisher: New York, NY : Harper Perennial, Date: 2006, c2005.   This title can be found in 2 Iowa libraries.

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