The Locator -- [(subject = "Insider trading in securities--Law and legislation--United States")]

84 records matched your query       


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Record 21
Insider trading / Author: Wang, William K. S. Publisher: New York City : Practising Law Institute, Date: c2005-   This title can be found in 3 Iowa libraries.
Record 22
Coping with broker/dealer regulation & enforcement, 2004 / Publisher: New York, NY : Practising Law Institute, Date: c2004.   This title can be found in 2 Iowa libraries.
Record 23
Insider trading and reporting. Publisher: Chesterland, Ohio : Business Laws, Date: c2002-   This title can be found in 2 Iowa libraries.
Record 24
Corporate compliance, 2002 / Publisher: New York, N.Y. : Practising Law Institute, Date: c2002.   This title can be found in 2 Iowa libraries.
Record 25
Advanced securities law workshop, 2002 / Publisher: New York, N.Y. : Practising Law Institute, Date: c2002.   This title can be found in 2 Iowa libraries.
Record 26
Counseling the corporate board & audit committee in an era of change : SEC disclosure & the intersection of corporate governance / Publisher: New York, N.Y. : Practising Law Institute, Date: 2002.   This title can be found in 3 Iowa libraries.
Record 27
Advanced securities law workshop, 2001 / Publisher: New York, N.Y. : Practising Law Institute, Date: c2001.   This title can be found in 2 Iowa libraries.
Record 28
Guide to Regulation FD and insider trading reforms / Publisher: Chicago, IL : CCH Incorporated, Date: 2001.   This title can be found in 2 Iowa libraries.
Record 29
Fair disclosure and insider trading reforms : regulation FD, rule 10b5-1 and rule 10b5-2 / Publisher: Chicago, IL : CCH Incorporated, Date: c2000.   This title can be found in 3 Iowa libraries.
Record 30
Advanced securities law workshop, 2000 / Publisher: New York, N.Y. : Practising Law Institute, Date: c2000.   This title can be found in 2 Iowa libraries.
Record 31
Securities law : insider trading / Author: Bainbridge, Stephen M. Publisher: New York : Foundation Press, Date: 1999.   This title can be found in 3 Iowa libraries.
Record 32
Juristische und ökonomische Regelungsprobleme des Insiderhandels : eine rechtsvergleichende Darstellung USA-Deutschland / Author: Hartmann, Jörg. Publisher: Frankfurt am Main ; P. Lang, Date: 1999.   This title can be found in 1 Iowa libraries.
Record 33
Guide to insider reporting under Section 16(a) : filing of forms 3, 4, and 5 / Author: Hamilton, James, Publisher: Chicago : CCH, Date: c1999.   This title can be found in 2 Iowa libraries.
Record 34
A guide to short-swing trading and exemptions / Author: Hamilton, James, Publisher: Chicago : CCH Inc., Date: c1997.   This title can be found in 2 Iowa libraries.
Record 35
Sanktionen gegen Insiderhandel : eine rechtsvergleichende Untersuchung unter Berücksichtigung des US-amerikanischen und britischen Rechts / Author: Mennicke, Petra R. Publisher: Berlin : Duncker & Humblot, Date: c1996.   This title can be found in 2 Iowa libraries.
Record 36
Ill-gotten gains : evasion, blackmail, fraud, and kindred puzzles of the law / Author: Katz, Leo. Publisher: Chicago : University of Chicago Press, Date: 1996.   This title can be found in 2 Iowa libraries.
Record 37
Insider trading / Author: Wang, William K. S. Publisher: Boston : Little, Brown, Date: c1996.   This title can be found in 1 Iowa libraries.
Record 38
Securities litigation, 1995 / Publisher: New York, N.Y. (810 7th Ave., New York 10019) : Practising Law Institute, Date: c1995.   This title can be found in 1 Iowa libraries.
Record 39
Securities litigation, 1994 / Publisher: New York, N.Y. (810 7th Ave., New York 10019) : Practising Law Institute, Date: c1994.   This title can be found in 2 Iowa libraries.
Record 40
Mutual-to-stock conversions--S. 1801 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, second session, on S. 1801, to apply certain minimum standards to the conversion of savings associations and savings banks from the mutual form to the stock form, and for other purposes, February 25, 1994. Publisher: Washington : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, Date: 1994.   This title can be found in 1 Iowa libraries.

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